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Financial Services

Clients of all sizes spanning the financial services industry rely on King & Spalding for sophisticated advice on their critical finance transactions and the complex disputes and regulatory issues that arise in relation to them. Our clients range from the largest global banks to leading regional banks to FinTech startups and include a wide range of asset managers, broker dealers, private equity firms, non-bank finance companies, payment processors, and alternative capital providers. These clients turn to our multi-disciplinary team of nearly 500 lawyers worldwide to guide them through secured and unsecured lending, capital markets, specialty finance, securitization and other types of transactions, as well as commercial litigation and arbitration, securities and shareholder suits, multijurisdictional investigations and enforcement actions.

Defending High-Stakes Consumer Financial Services Matters

Providing strategic advice and an extensive tactical toolkit to help financial services clients comply with consumer financial law, mitigate impacts of regulatory and enforcement engagements and, when needed, mount a robust and compelling defense.

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Maximizing Value in Complex Restructuring Matters

Helping institutional lenders, alternative asset managers and other secured creditors navigate complex and high-profile restructuring matters through creditors’ rights, lender liability, and other bankruptcy and insolvency-related litigation.

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Defending Financial Institutions in Complex Litigation

Combining a trial-ready approach, deep understanding of financial institutions and track record of success in high-stakes financial services litigation to maximize value and minimize risk in our clients’ most important disputes.

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ICLG's 2023 Anti-Money Laundering Laws and Regulations Report

Partners Matthew Biben, Shas Das and Jeffrey Telep authored the ICLG's Anti-Money Laundering Laws and Regulations Report chapter on compliance issues facing financial institutions.

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CFPB’s New Small Business Data Collection Rule – What You Need to Know

A recent rule issued by the Consumer Financial Protection Bureau earlier this year imposes a host of data collection and reporting obligations on lenders to small businesses.

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Cryptocurrency: Recent Legal Developments and Outlook

King & Spalding’s 2023 legal guide provides an overview of recent legal developments in the crypto and blockchain space, including legislative proposals, key enforcement actions from state and federal agencies, and our outlook for future development. More

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Consumer Financial Protection Bureau Doubles Down on Abusive Acts and Practices

King & Spalding partners Matt Biben and Jamie Dycus break down the CFPB’s new policy statement on abusive acts and practices for the New York Law Journal.

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Law360 Legal Lions of the Week

King & Spalding’s Financial Services team is recognized by Law360 as a Legal Lions of the Week after securing a long-awaited victory for HSBC in a case filed in 2014 accusing HSBC and Scotiabank of conspiring to manipulate the price of silver.

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Financial Services – ESG

K&S brings a multi-disciplinary perspective into ESG, integrating financial services, regulatory, government advocacy, litigation, cross-border and human capital expertise and collaboration with our clients to develop holistic new-horizon solutions.

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Lender Liability Quarterly Report

It was an active quarter for lender liability decisions on a wide variety of claims. Our lender liability litigators report quarterly on critical case law developments affecting our bank, private credit lenders, alternative capital and debt funds, and private equity clients.

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Private Funds Bulletin

Read about topics affecting private funds, including recent SEC pronouncements, updates on fund marketing rules globally, EU initiatives on loan funds and greenwashing, developments in UK real estate and German real estate fund structuring, and ILPA’s industry guidance on continuation funds.

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Delivering Integrated Strategies for an Evolving Fintech Industry

Coordinating seamlessly across jurisdictions to provide practical solutions for fintech clients pursuing strategic transactions, navigating regulatory challenges and defending litigation.

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Maximizing Opportunities for Finance and Capital Markets

Bringing together 125+ lawyers around the globe to represent lenders, arrangers, investors, funds, borrowers, issuers, underwriters and sponsors across the full range of complex financings, combining both borrower and lender expertise to provide ambidextrous representation.

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Navigating Critical Regulatory and Enforcement Matters

Helping financial services clients navigate complex, high-stakes engagements with domestic and international regulators, as well as anticipate and respond to diverse and constantly-evolving regulatory requirements and mitigate associated risk.

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Related Lawyers

Asal Saghari Dubai
Andrew Brereton Singapore
Amy Peters Chicago
Craig Carpenito New York
Dixie L. Johnson Washington, D.C.
Jennifer E. Daly New York
Patrick Montgomery Washington, D.C.
Matthew Warren Chicago
Jamie Dycus New York
Carmen Lawrence New York

Ranked among the leading firms for Banking & Finance Nationwide, and in Georgia, Illinois, New York, North Carolina


Chambers USA 2022

Ranked among the leading firms for Securities Litigation and Securities Regulation Nationwide


Chambers USA 2022

Band 1 Nationwide –Securitization: Whole Business; Band 2 Nationwide – Securitization: ABS


Chambers USA 2022

Ranked among the leading firms for Bankruptcy/Restructuring Nationwide and in Georgia, New York


Chambers USA 2022

Ranked among the leading firms for Commercial Litigation in New York, California, D.C., Georgia, and Texas


Chambers USA 2022

Band 1 Nationwide – Government Relations: Congressional Investigations


Chambers USA 2022

Ranked among the leading firms for White-Collar Crime/Government Investigations Nationwide, and in California, D.C., Georgia, Illinois and New York


Chambers USA 2022

“Practice Group of the Year” for Structured Finance


Law360, 2020

Ranked among the top firms in the U.S. for International & Cross-Border Disputes


Chambers Global 2022

Ranked among the top firms Global-Wide for Islamic Finance


Chambers Global 2022

Ranked among the top firms in Singapore for Banking & Finance and Restructuring & Insolvency


Chambers Asia-Pacific 2022

Ranked among the top firms in Saudi Arabia and UAE for Banking & Finance


Chambers Global 2022

Band 1 – Middle East-Wide Investment Funds


Chambers Global 2022

Ranked among the top firms in Germany for Investment Funds


Chambers Europe 2022

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Recognition

Ranked among the leading firms for Banking & Finance Nationwide, and in Georgia, Illinois, New York, North Carolina


Chambers USA 2022

Ranked among the leading firms for Securities Litigation and Securities Regulation Nationwide


Chambers USA 2022

Band 1 Nationwide –Securitization: Whole Business; Band 2 Nationwide – Securitization: ABS


Chambers USA 2022

Ranked among the leading firms for Bankruptcy/Restructuring Nationwide and in Georgia, New York


Chambers USA 2022

Ranked among the leading firms for Commercial Litigation in New York, California, D.C., Georgia, and Texas


Chambers USA 2022

Band 1 Nationwide – Government Relations: Congressional Investigations


Chambers USA 2022

Ranked among the leading firms for White-Collar Crime/Government Investigations Nationwide, and in California, D.C., Georgia, Illinois and New York


Chambers USA 2022

“Practice Group of the Year” for Structured Finance


Law360, 2020

Ranked among the top firms in the U.S. for International & Cross-Border Disputes


Chambers Global 2022

Ranked among the top firms Global-Wide for Islamic Finance


Chambers Global 2022

Ranked among the top firms in Singapore for Banking & Finance and Restructuring & Insolvency


Chambers Asia-Pacific 2022

Ranked among the top firms in Saudi Arabia and UAE for Banking & Finance


Chambers Global 2022

Band 1 – Middle East-Wide Investment Funds


Chambers Global 2022

Ranked among the top firms in Germany for Investment Funds


Chambers Europe 2022

Insights

Newsletter

September 20, 2023
Financial Service Focus - September 2023

Article · Source: Law360

September 14, 2023
Swiss Privacy Law Reforms Present Divergences From GDPR

Article · Source: ABA Business Law Today

September 13, 2023
CFPB’s New Small Business Data Collection Rule: Considerations for Lenders

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