Entities we serve:

• Public and Private Companies
• Boards and Board Committees
• Financial Institutions
• Investment Advisers and Private Funds
• Broker-dealers
• Credit Rating Agencies
• Private Equity and Venture Capital Funds
• Accounting Firms
• Law Firms
• Exchanges and Self-Regulatory Organizations
• Commodity Market Participants
• Municipalities and other Government Entities 

Individuals we serve:

• Auditors
• Lawyers
• Directors and Officers
• Securities and Commodities Industry Professionals
• Other Professionals 

Specialty matters:

• Auditor and Professional Liability
• Corporate Accounting and Disclosure
• Corporate Governance
• FCPA
• Asset Management
• Insider Trading and Tipping
• Complex Financial Products 

Work for which we are recognized:

• Board Investigations
• Corporate Governance Counseling
• Compliance Counseling
• Cross-border Investigations
• Due Diligence
• Government Investigations
• Internal Investigations
• Litigation against the Government
• Regulatory Examination Counseling 

Agencies/Organizations we appear before: 

• Securities and Exchange Commission - SEC (we’ve appeared before all 12 field offices and specialized units)
• Department of Justice – DOJ (we’ve appeared before 73 of the 93 U.S. Attorney’s Offices)
• Financial Industry Regulatory Authority – FINRA
• Commodities Futures Trading Commission - CFTC
• Internal Revenue Service – IRS
• Food and Drug Administration – FDA
• Office of the Comptroller of Currency – OCC
• Public Company Accounting Oversight Board – PCAOB
• The Federal Reserve
• State Attorneys General
• UK Financial Conduct Authority - FCA
• Hong Kong Securities and Futures Commission
• Swiss Financial Market Supervisory Authority
• German BaFin
• Brazilian Federal Prosecution Offices
• Transport Canada
• World Bank
• NYS Department of Financial Services - DFS