Financial Services Regulation

Our financial services regulation experts are actively advising clients anticipating and implementing regulatory change in their businesses globally.  We assist our clients to reduce their regulatory risk by navigating the complex interrelated regulations in a pragmatic way. We invest time in dialogue with regulators and working with industry bodies, so that we can help our clients stay ahead of developing regulatory requirements and expectations.

From advising on the development and launch of new financial businesses and products, through day to day conduct of business to trouble shooting, internal investigations and defending regulators’ enforcement proceedings, our expert group of lawyers can advise you on all aspects of regulation and enforcement across multiple jurisdictions.  We regularly work in integrated cross border teams, closely aligning our financial services regulation experts with our transactional and litigation colleagues where appropriate.

Our client base and expertise covers all financial services sectors: banks, investment advisers, fund managers and fund sponsors, insurance companies and insurance intermediaries, broker-dealers and other market participants.  We have particular depth in the funds and asset management sector.