Financial Services Regulation

Financial Services Regulation

Financial Services Regulation

Our financial services regulation experts are actively advising clients anticipating and implementing regulatory change in their businesses globally.  We assist our clients to reduce their regulatory risk by navigating the complex interrelated regulations in a pragmatic way. We invest time in dialogue with regulators and working with industry bodies, so that we can help our clients stay ahead of developing regulatory requirements and expectations.

From advising on the development and launch of new financial businesses and products, through day to day conduct of business to trouble shooting, internal investigations and defending regulators’ enforcement proceedings, our expert group of lawyers can advise you on all aspects of regulation and enforcement across multiple jurisdictions.  We regularly work in integrated cross border teams, closely aligning our financial services regulation experts with our transactional and litigation colleagues where appropriate.

Our client base and expertise covers all financial services sectors: banks, investment advisers, fund managers and fund sponsors, insurance companies and insurance intermediaries, broker-dealers and other market participants.  We have particular depth in the funds and asset management sector.

Insights

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News

In the News · Source: Law360, Bloomberg Law, Reuters, Daily Business Review and The Daily Docket

May 11, 2022
Partners Brian Miller, Samantha Kavanaugh and Ross Linzer join the firm’s Trial and Global Disputes practice group in Miami

In the News · Source: The Daily Docket, Law360, Bloomberg Law, Securities Docket, New York Law Journal, Global Investigations Review and Daily Report

January 5, 2022
Professional liability partners Raphael Larson and Gary Adamson join the firm’s Special Matters and Government Investigations team in D.C. and New York

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