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February 9, 2026

Practising Law Institute's Broker Dealer Regulation Treatise


King & Spalding lawyers Russell Sacks, Steven Blau and Sean Kelly authored three chapters in the Practising Law Institute's Broker-Dealer Regulation Treatise. The chapters include Chapter 52: Private Banking and Wealth Management, Chapter 17: Research and Research Analysts and Chapter 49: Investment Banking Compliance, authored with contributions from Jennifer Neilsson, Jarno Vanto, Shaswat Das, Emily Gordy, Costa Burkov, Michael Regan, and a team of summer associates. You can purchase the full treatise here.

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