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Financial Services

Clients of all sizes spanning the financial services industry rely on King & Spalding for sophisticated advice on their critical finance transactions and the complex disputes and regulatory issues that arise in relation to them. Our clients range from the largest global banks to leading regional banks to FinTech startups and include a wide range of asset managers, broker dealers, private equity firms, non-bank finance companies, payment processors, and alternative capital providers. These clients turn to our multi-disciplinary team of nearly 500 lawyers worldwide to guide them through secured and unsecured lending, capital markets, specialty finance, securitization and other types of transactions, as well as commercial litigation and arbitration, securities and shareholder suits, multijurisdictional investigations and enforcement actions.

Maximizing Opportunities for Finance and Capital Markets

Bringing together 125+ lawyers around the globe to represent lenders, arrangers, investors, funds, borrowers, issuers, underwriters and sponsors across the full range of complex financings, combining both borrower and lender expertise to provide ambidextrous representation.

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Navigating Critical Regulatory and Enforcement Matters

Helping financial services clients navigate complex, high-stakes engagements with domestic and international regulators, as well as anticipate and respond to diverse and constantly-evolving regulatory requirements and mitigate associated risk.

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Defending Financial Institutions in Complex Litigation

Combining a trial-ready approach, deep understanding of financial institutions and track record of success in high-stakes financial services litigation to maximize value and minimize risk in our clients’ most important disputes.

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ICLG's 2023 Anti-Money Laundering Laws and Regulations Report

Partners Matthew Biben, Shas Das and Jeffrey Telep authored the ICLG's Anti-Money Laundering Laws and Regulations Report chapter on compliance issues facing financial institutions.

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Cryptocurrency: Recent Legal Developments and Outlook

King & Spalding’s 2023 legal guide provides an overview of recent legal developments in the crypto and blockchain space, including legislative proposals, key enforcement actions from state and federal agencies, and our outlook for future development. More

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Financial Services – ESG

K&S brings a multi-disciplinary perspective into ESG, integrating financial services, regulatory, government advocacy, litigation, cross-border and human capital expertise and collaboration with our clients to develop holistic new-horizon solutions.

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Private Funds Bulletin

Read about topics affecting private funds, including recent SEC pronouncements, updates on fund marketing rules globally, EU initiatives on loan funds and greenwashing, developments in UK real estate and German real estate fund structuring, and ILPA’s industry guidance on continuation funds.

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SEC Adopts Private Fund Reform Rules

On August 23, 2023, in a 3-2 vote, the SEC adopted a rule package (the “Adopted Rules”) that establishes significant new obligations for private fund advisers under the Investment Advisers Act of 1940. Read more about the implications of this decision.

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Lender Liability Quarterly Report

Our lender liability litigators report quarterly on critical case law developments affecting our bank, private credit lenders, alternative capital and debt funds, and private equity clients. Read the latest decisions and developments in this quarter’s issue.

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Law360 Legal Lions of the Week

King & Spalding Financial Services lawyers recognized by Law360 as Legal Lions of the Week for their tremendous victory for their client JPMorgan Chase, who was granted summary judgment in a $71 million breach of contract dispute with a wind farm.

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AML Enforcement & Compliance: 2023 in Review and a 2024 Outlook

Partners Matthew Biben and Olivia Radin will host “AML Enforcement & Compliance: 2023 in Review and a 2024 Outlook” on December 6. This complimentary webinar will examine AML developments from 2023 and identify risk areas, including recent enforcement activity by FinCen, DOJ, DFS and the Fed.

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King & Spalding’s Success in EthereumMax Representation

King & Spalding Financial Services team earned a dismissal of three securities claims brought under California law against our client, creator of EthereumMax.

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Maximizing Value in Complex Restructuring Matters

Helping institutional lenders, alternative asset managers and other secured creditors navigate complex and high-profile restructuring matters through creditors’ rights, lender liability, and other bankruptcy and insolvency-related litigation.

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Defending High-Stakes Consumer Financial Services Matters

Providing strategic advice and an extensive tactical toolkit to help financial services clients comply with consumer financial law, mitigate impacts of regulatory and enforcement engagements and, when needed, mount a robust and compelling defense.

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Delivering World-Class BSA/AML Advice to Clients

Advising clients on their BSA/AML regulatory and compliance needs, including defending financial institutions in high-profile regulatory enforcement investigations of AML practices.

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Delivering Integrated Strategies for an Evolving Fintech Industry

Coordinating seamlessly across jurisdictions to provide practical solutions for fintech clients pursuing strategic transactions, navigating regulatory challenges and defending litigation.

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Jennifer E. Daly New York
David Lesser New York

Ranked among the leading firms for Banking & Finance Nationwide, and in Georgia, Illinois, New York, North Carolina


Chambers USA 2022

Ranked among the leading firms for Securities Litigation and Securities Regulation Nationwide


Chambers USA 2022

Band 1 Nationwide –Securitization: Whole Business; Band 2 Nationwide – Securitization: ABS


Chambers USA 2022

Ranked among the leading firms for Bankruptcy/Restructuring Nationwide and in Georgia, New York


Chambers USA 2022

Ranked among the leading firms for Commercial Litigation in New York, California, D.C., Georgia, and Texas


Chambers USA 2022

Band 1 Nationwide – Government Relations: Congressional Investigations


Chambers USA 2022

Ranked among the leading firms for White-Collar Crime/Government Investigations Nationwide, and in California, D.C., Georgia, Illinois and New York


Chambers USA 2022

“Practice Group of the Year” for Structured Finance


Law360, 2020

Ranked among the top firms in the U.S. for International & Cross-Border Disputes


Chambers Global 2022

Ranked among the top firms Global-Wide for Islamic Finance


Chambers Global 2022

Ranked among the top firms in Singapore for Banking & Finance and Restructuring & Insolvency


Chambers Asia-Pacific 2022

Ranked among the top firms in Saudi Arabia and UAE for Banking & Finance


Chambers Global 2022

Band 1 – Middle East-Wide Investment Funds


Chambers Global 2022

Ranked among the top firms in Germany for Investment Funds


Chambers Europe 2022

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Recognition

Ranked among the leading firms for Banking & Finance Nationwide, and in Georgia, Illinois, New York, North Carolina


Chambers USA 2022

Ranked among the leading firms for Securities Litigation and Securities Regulation Nationwide


Chambers USA 2022

Band 1 Nationwide –Securitization: Whole Business; Band 2 Nationwide – Securitization: ABS


Chambers USA 2022

Ranked among the leading firms for Bankruptcy/Restructuring Nationwide and in Georgia, New York


Chambers USA 2022

Ranked among the leading firms for Commercial Litigation in New York, California, D.C., Georgia, and Texas


Chambers USA 2022

Band 1 Nationwide – Government Relations: Congressional Investigations


Chambers USA 2022

Ranked among the leading firms for White-Collar Crime/Government Investigations Nationwide, and in California, D.C., Georgia, Illinois and New York


Chambers USA 2022

“Practice Group of the Year” for Structured Finance


Law360, 2020

Ranked among the top firms in the U.S. for International & Cross-Border Disputes


Chambers Global 2022

Ranked among the top firms Global-Wide for Islamic Finance


Chambers Global 2022

Ranked among the top firms in Singapore for Banking & Finance and Restructuring & Insolvency


Chambers Asia-Pacific 2022

Ranked among the top firms in Saudi Arabia and UAE for Banking & Finance


Chambers Global 2022

Band 1 – Middle East-Wide Investment Funds


Chambers Global 2022

Ranked among the top firms in Germany for Investment Funds


Chambers Europe 2022