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Steven Miller is an associate in our Special Matters and Government Investigations practice, where he focuses primarily on white collar defense, on corporate internal investigations, civil and criminal government investigations. Steve helps clients navigate investigations involving various issues including Bank Secrecy Act (BSA)/anti-money laundering (AML), economic sanctions, the False Claims Act, and securities fraud. He has particular experience researching the applicability of various domestic and international AML/sanctions laws and regulations to global financial services clients, and conducting internal and government investigations to assess compliance with those laws. 

Steve has represented client before a range of state, federal, and foreign authorities, including the U.S. Department of Justice (DOJ), U.S. Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Office of Foreign Assets Control (OFAC), Financial Industry Regulatory Authority (FINRA), various state attorneys' general, and the Swiss Financial Market Supervisory Authority. 

Steve earned his law degree from the University of Notre Dame Law School in 2017.  During law school, Steve worked as a judicial extern for the District Court for the Northern District of Indiana, and participated in Notre Dame's Public Defender Externship program, where he represented indigent clients in the local community.  Before attending law school, he worked as a foreign policy analyst in Washington, D.C.

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Insights

Article · Source: New York Law Journal

June 30, 2021
Collateral Consequences of No-Admit-No-Deny SEC Settlements

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Credentials

B.A. Economics, Indiana University-Bloomington

J.D., Notre Dame Law School

New York