Practising Law Institute's Broker Dealer Regulation Treatise

King & Spalding lawyers Russell Sacks, Steven Blau and Sean Kelly authored three chapters in the Practising Law Institute's Broker-Dealer Regulation Treatise. The chapters include Chapter 52: Private Banking and Wealth Management, Chapter 17: Research and Research Analysts and Chapter 49: Investment Banking Compliance, authored with contributions from George Williams, Jennifer Neilsson, Jarno Vanto, Shaswat Das, Achim Döser and Kasia Thevissen.

You can purchase the full treatise here.