News & Insights


November 15, 2023 - Source: Practising Law Institute

Broker-Dealer Regulation Treatise

Partner Russell Sacks and Counsel Steven Blau authored three chapters in the second edition of the Practising Law Institute's Broker-Dealer Regulation Treatise. The chapters include Chapter 52: Private Banking and Wealth ManagementChapter 17: Research and Research Analysts and Chapter 49: Investment Banking Compliance, authored with contributions from Sean Kelly, George Williams, Jennifer Neilsson, Shaswat Das, Sumon Dantiki, Timothy Fesenmyer and Andrew Michaelson.

You can purchase the full treatise here.