Please join our distinguished panel to review recent developments in insider trading law, including changes to SEC rules and emerging trends in SEC enforcement practices. This panel will focus on the impact these developments may have on those operating in the pharmaceutical, medical device, and life sciences spaces – areas of continuous regulatory scrutiny that regularly account for a highly disproportionate amount of the SEC’s insider trading cases. Learn how these changes could impact your business, its employees, and employees’ families and friends. Topics for discussion will include:
- Enforcement trends in insider trading, including investigation scope involving friends and family of corporate personnel;
- Changes to the SEC’s rules regulating employee trading plans, and how those changes have increased potential liability of individuals and companies alike; and
- A look at shadow insider trading cases involving the purchase and sale of stock of competing companies, suppliers and other industry participants based on information learned on the job at the current company.
For questions, contact Twilah Robinson.
King & Spalding is an accredited provider of CLE credit in California, Georgia, Illinois, New York and Texas. We can issue reciprocal credit for attorneys licensed in Connecticut, Florida, and New Jersey. We will apply for credit in Colorado, North Carolina and Virginia (subject to MCLE Board approval). For jurisdictions not listed, attendees are provided with a Universal Certificate of Attendance. New York licensed attorneys: Non-Transitional/Appropriate for experienced attorneys only. Financial aid is available for qualifying lawyers. For CLE-related questions, please contact Gisel Arias, email@example.com. King & Spalding, 1180 Peachtree Street, Atlanta, GA 30309. CA Provider #10947.
General information on our practice is available in our electronic publications Serving the Life Sciences Industry and Serving the Healthcare Industry. If you would like to be included on our regular pharmaceutical manufacturers, medical device manufacturers or healthcare provider mailing lists to receive notices of other events and written updates, you can be added by submitting your full contact information to firstname.lastname@example.org and specifying the list you wish to join.