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Kimberly Prior is a leading financial services regulatory lawyer. She works with a broad range of financial services clients on regulatory and transactional matters and has significant fintech experience involving blockchain and cryptocurrency.

As a top-ranked banking and financial services regulatory lawyer, Kimberly advises U.S. and international banks, broker-dealers, investment advisors and private investment funds on complex regulatory, compliance and enforcement matters. Kimberly’s practice focuses on bank and securities regulatory law, including licensing, governance, mergers and acquisitions, and risk management for financial institutions navigating evolving federal and state requirements. She is widely sought for guidance on digital asset technology and regulation, FinTech innovation and compliance strategies that align with banking and securities regulations. She regularly advises government officials and regulators on digital asset policy and frequently speaks on emerging issues impacting the financial services industry.

Kimberly has been recognized by Chambers USA, Legal 500 and The Best Lawyers in America for her work at the intersection of financial services, FinTech and financial regulatory law. She is consistently commended by clients and colleagues for her deep subject-matter expertise, particularly in digital assets and financial regulation, as well as for her strategic judgment, clarity of counsel and the dedication she brings to every engagement.

Kimberly is the co-author of a first of its kind law school textbook, Digital Assets and Blockchain Technology: US Law and Regulation (Elgar, 2020) and teaches a leading course on digital asset regulation at the University of Miami School of Law. Kimberly previously taught an advanced seminar focused on current issues in financial institution mergers and acquisitions and is former general counsel to the Financial & International Business Association.

Admitted only in Florida

Full Bio

Credentials

LL.M., University of Miami

J.D., Stetson University College of Law

B.S., Florida State University

Florida

Active Member, Orange Bowl Committee

Adjunct Professor, University of Miami School of Law, Digital Asset and Blockchain Regulation

Former General Counsel and Co-Chair of Legal Regulatory Affairs Committee, Financial & International Business Association (FIBA)

Member, The Digital Chamber, Token Alliance and Consumer Innovation Working Groups

Recognized for International Firms for Banking and Finance and City Leaders - Miami


Legal 500 Latin America (2024-2025)

Recommended for Finance: Fintech


Legal 500 US (2024-2025)

Ranked for Banking & Finance: Regulatory in Florida


Legal 500 US (2024-2025)

Listed among the "Leading Dealmakers in America"


Lawdragon (2025)

Recognized for Financial Services Regulation Law


The Best Lawyers in America (2025)

Selected as a "Notable Women Leaders in Law"


Florida Trend (2024)

Honored as "On the Rise"


Daily Business Review (2019)

Selected as "Top Up & Comers"


South Florida Legal Guide (2018-2021)

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Recognition

Recognized for International Firms for Banking and Finance and City Leaders - Miami


Legal 500 Latin America (2024-2025)

Recommended for Finance: Fintech


Legal 500 US (2024-2025)

Ranked for Banking & Finance: Regulatory in Florida


Legal 500 US (2024-2025)

Listed among the "Leading Dealmakers in America"


Lawdragon (2025)

Recognized for Financial Services Regulation Law


The Best Lawyers in America (2025)

Selected as a "Notable Women Leaders in Law"


Florida Trend (2024)

Honored as "On the Rise"


Daily Business Review (2019)

Selected as "Top Up & Comers"


South Florida Legal Guide (2018-2021)

News

In the News · Source: Law.com, Bloomberg Law, Bloomberg Tax, Attorney at Law Magazine, Daily Report, The Daily Docket, Global Legal Chronicle and Asset Servicing Times

October 16, 2025
Partner Kim Prior joins the Finance and Restructuring practice group and the Financial Services industry team in New York

View all

Matters

Financial Regulatory & Enforcement

Represented a broker-dealer affiliate of a multinational financial institution in Financial Industry Regulatory Authority (FINRA) Continuing Membership Application process related to business reorganization.

Advised an investor group on the acquisition of a broker-dealer.

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Matters

Financial Regulatory & Enforcement

Represented a broker-dealer affiliate of a multinational financial institution in Financial Industry Regulatory Authority (FINRA) Continuing Membership Application process related to business reorganization.

Advised an investor group on the acquisition of a broker-dealer.

Represented a national bank in the acquisition of a payday lending company.

Advised an investor group on investments in private investment funds.

Represented a Florida bank in connection with a sale to an investor group.

Advised an online lending company regarding federal and state licensure and regulatory obligations.

Represented a broker-dealer affiliate of a multinational financial institution in a FINRA investigation and enforcement action pertaining to the FINRA anti-money laundering rules.

Represented an affiliate of a multinational financial institution in parallel Securities and Exchange Commission (SEC) and FINRA investigations and enforcement proceedings pertaining to the promotion of a financial product.

Represented an investment adviser in an SEC enforcement action regarding custody of client funds.

Represented a securities issuer in a Florida Office of Financial Regulation (FOFR) investigation relating to securities offerings.

Blockchain

Advised a United States cryptocurrency exchange in connection with a government investigation regarding anti-money laundering policies and procedures.

Advised a European cryptocurrency exchange concerning whether certain digital assets are regarded as securities under United States law.

Advised private funds holding digital assets or investing in digital asset businesses.

Advised issuers of digital assets with respect to regulatory obligations and prepared offering documents.

Advised a cryptocurrency exchange interacting with many state regulators to determine whether licenses are required for purposes of contemplated business activities.

Advised large institutional financial institutions regarding implementation of blockchain technology.

Advised an issuer regarding their development and offering of non-fungible tokens (NFTs).

Advised a real estate development company concerning its acceptance of cryptocurrency.

Advised a real estate developer regarding its issuance of tokens backed by real estate.

Represented an investor acquiring a cryptocurrency tax reporting company.

News

In the News · Source: Law.com, Bloomberg Law, Bloomberg Tax, Attorney at Law Magazine, Daily Report, The Daily Docket, Global Legal Chronicle and Asset Servicing Times

October 16, 2025
Partner Kim Prior joins the Finance and Restructuring practice group and the Financial Services industry team in New York

View all

Matters

Financial Regulatory & Enforcement

Represented a broker-dealer affiliate of a multinational financial institution in Financial Industry Regulatory Authority (FINRA) Continuing Membership Application process related to business reorganization.

Advised an investor group on the acquisition of a broker-dealer.

See more

Close

Matters

Financial Regulatory & Enforcement

Represented a broker-dealer affiliate of a multinational financial institution in Financial Industry Regulatory Authority (FINRA) Continuing Membership Application process related to business reorganization.

Advised an investor group on the acquisition of a broker-dealer.

Represented a national bank in the acquisition of a payday lending company.

Advised an investor group on investments in private investment funds.

Represented a Florida bank in connection with a sale to an investor group.

Advised an online lending company regarding federal and state licensure and regulatory obligations.

Represented a broker-dealer affiliate of a multinational financial institution in a FINRA investigation and enforcement action pertaining to the FINRA anti-money laundering rules.

Represented an affiliate of a multinational financial institution in parallel Securities and Exchange Commission (SEC) and FINRA investigations and enforcement proceedings pertaining to the promotion of a financial product.

Represented an investment adviser in an SEC enforcement action regarding custody of client funds.

Represented a securities issuer in a Florida Office of Financial Regulation (FOFR) investigation relating to securities offerings.

Blockchain

Advised a United States cryptocurrency exchange in connection with a government investigation regarding anti-money laundering policies and procedures.

Advised a European cryptocurrency exchange concerning whether certain digital assets are regarded as securities under United States law.

Advised private funds holding digital assets or investing in digital asset businesses.

Advised issuers of digital assets with respect to regulatory obligations and prepared offering documents.

Advised a cryptocurrency exchange interacting with many state regulators to determine whether licenses are required for purposes of contemplated business activities.

Advised large institutional financial institutions regarding implementation of blockchain technology.

Advised an issuer regarding their development and offering of non-fungible tokens (NFTs).

Advised a real estate development company concerning its acceptance of cryptocurrency.

Advised a real estate developer regarding its issuance of tokens backed by real estate.

Represented an investor acquiring a cryptocurrency tax reporting company.

News

In the News · Source: Law.com, Bloomberg Law, Bloomberg Tax, Attorney at Law Magazine, Daily Report, The Daily Docket, Global Legal Chronicle and Asset Servicing Times

October 16, 2025
Partner Kim Prior joins the Finance and Restructuring practice group and the Financial Services industry team in New York

View all

Credentials

LL.M., University of Miami

J.D., Stetson University College of Law

B.S., Florida State University

Florida

Active Member, Orange Bowl Committee

Adjunct Professor, University of Miami School of Law, Digital Asset and Blockchain Regulation

Former General Counsel and Co-Chair of Legal Regulatory Affairs Committee, Financial & International Business Association (FIBA)

Member, The Digital Chamber, Token Alliance and Consumer Innovation Working Groups

Recognized for International Firms for Banking and Finance and City Leaders - Miami


Legal 500 Latin America (2024-2025)

Recommended for Finance: Fintech


Legal 500 US (2024-2025)

Ranked for Banking & Finance: Regulatory in Florida


Legal 500 US (2024-2025)

Listed among the "Leading Dealmakers in America"


Lawdragon (2025)

Recognized for Financial Services Regulation Law


The Best Lawyers in America (2025)

Selected as a "Notable Women Leaders in Law"


Florida Trend (2024)

Honored as "On the Rise"


Daily Business Review (2019)

Selected as "Top Up & Comers"


South Florida Legal Guide (2018-2021)

Close

Recognition

Recognized for International Firms for Banking and Finance and City Leaders - Miami


Legal 500 Latin America (2024-2025)

Recommended for Finance: Fintech


Legal 500 US (2024-2025)

Ranked for Banking & Finance: Regulatory in Florida


Legal 500 US (2024-2025)

Listed among the "Leading Dealmakers in America"


Lawdragon (2025)

Recognized for Financial Services Regulation Law


The Best Lawyers in America (2025)

Selected as a "Notable Women Leaders in Law"


Florida Trend (2024)

Honored as "On the Rise"


Daily Business Review (2019)

Selected as "Top Up & Comers"


South Florida Legal Guide (2018-2021)