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This weekly bulletin provides updates on regulatory enforcement, civil litigation, and other developments related to the accounting profession.

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ニュース＆インサイト

Auditor Liability Bulletin

9月 8, 2023
No Developments of Note

2023

9月 1, 2023
PCAOB Appoints Martin C. Schmalz as Chief Economist and Director of Office of Economic and Risk Analysis

Regulatory Update

9月 1, 2023
SEC Chief Accountant Issues Statement on Comprehensive Risk Assessments by Auditors and Management

Regulatory Update

9月 1, 2023
PCAOB Issues Settled Order Against Auditor for Independence Violations Related to Associated Firm’s Valuation Work

PCAOB Order

8月 25, 2023
Second Circuit Vacates Dismissal of Certain Claims Against Audit Firm

Civil Litigation

8月 25, 2023
Financial Reporting Council Sanctions Mazars for Audit Failures Related to Audit of Market Traded Company

International Enforcement

8月 18, 2023
PCAOB Sanctions Firm and Partner for Independence, Professional Skepticism Failures, and Improper Alteration of Documents

PCAOB Order

8月 18, 2023
Northern California District Court Judge Dismisses Securities Suit Asserted Against Accounting Firm

Civil Litigation

8月 11, 2023
PCAOB Sanctions Three Firms for Disclosure Violations

PCAOB Order

8月 11, 2023
District of South Carolina Denies Standing Motion in Securities Action Against Deloitte

Civil Litigation

8月 11, 2023
New York Court Grants Summary Judgment to Tax Client on Accounting Malpractice Claim

Civil Litigation

8月 11, 2023
PCAOB Issues Annual Report on Inspection Program on Broker-Dealer Audits

Regulatory Update