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Article
SEC Broadens Definition of ‘Dealer’
March 4, 2024
| Corporate Compliance Insights
Authors:
Person Matthew Biben
Matthew L Biben (Matt)
Partner
Person Steven Blau
Steven Robert Blau
Counsel
Person Craig Carpenito
Craig Carpenito
Partner
Person Patrick Kelly
Patrick Sean Kelly (Sean)
Senior Associate
Person M. Alexander Koch
Alec Koch
Partner
Person Carmen Lawrence
Carmen Lawrence
Partner

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Authors
Person Matthew Biben
Matthew L Biben (Matt)
Partner
Business Litigation
Person Steven Blau
Steven Robert Blau
Counsel
Corporate
Person Craig Carpenito
Craig Carpenito
Partner
Special Matters & Government Investigations
Person Patrick Kelly
Patrick Sean Kelly (Sean)
Senior Associate
Corporate
Person M. Alexander Koch
Alec Koch
Partner
Special Matters & Government Investigations
Person Carmen Lawrence
Carmen Lawrence
Partner
Special Matters & Government Investigations
Person Aaron Lipson
Aaron W. Lipson
Partner
Special Matters & Government Investigations
Person Russell Sacks
Russell David Sacks
Partner
Corporate
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