Article
Practising Law Institute's Broker Dealer Regulation Treatise
February 9, 2026

King & Spalding lawyers Russell Sacks, Steven Blau and Sean Kelly authored three chapters in the Practising Law Institute's Broker-Dealer Regulation Treatise. The chapters include Chapter 52: Private Banking and Wealth Management, Chapter 17: Research and Research Analysts and Chapter 49: Investment Banking Compliance, authored with contributions from Jennifer Neilsson, Jarno Vanto, Shaswat Das, Emily Gordy, Costa Burkov, Michael Regan, and a team of summer associates. You can purchase the full treatise here.

Authors
Russell David Sacks
Partner
Corporate
Steven Robert Blau
Counsel
Corporate
Patrick Sean Kelly (Sean)
Senior Associate
Corporate
Jennifer A. Neilsson (Jenny)
Partner
Real Estate & Funds
Jarno Vanto
Partner
Government Matters & Regulation
Shaswat K. Das
Counsel
Government Matters & Regulation
Emily P. Gordy
Partner
Special Matters & Government Investigations
Konstantin Burkov (Costa)
Partner
Corporate
Michael Regan
Associate
Corporate
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