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Practising Law Institute's Broker Dealer Regulation Treatise
December 4, 2024
| Practising Law Institute
Steven Robert Blau
Counsel
Patrick Sean Kelly (Sean)
Senior Associate
Jennifer A. Neilsson (Jenny)
Partner
Jarno Vanto
Partner
Shaswat K. Das
Counsel
King & Spalding lawyers Russell Sacks, Steven Blau and Sean Kelly authored three chapters in the Practising Law Institute's Broker-Dealer Regulation Treatise. The chapters include Chapter 52: Private Banking and Wealth Management, Chapter 17: Research and Research Analysts and Chapter 49: Investment Banking Compliance, authored with contributions from George Williams, Jennifer Neilsson, Jarno Vanto, Shaswat Das, Achim Döser and Kasia Thevissen.
You can purchase the full treatise here.
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