{"data":{"filter_options":{"titles":[{"name":"Managing Partner Atlanta Office","value":"Managing Partner Atlanta Office"},{"name":"Partner","value":"Partner"},{"name":"Partner / Head of Pro Bono","value":"Partner / Head of Pro Bono"},{"name":"Partner / Chief Operating Officer","value":"Partner / Chief Operating Officer"},{"name":"Partner / General Counsel","value":"Partner / General Counsel"},{"name":"Partner / Dir. E-Discovery Ops","value":"Partner / Dir. E-Discovery Ops"},{"name":"Partner / Chairman, Saudi Arabia Practice","value":"Partner / Chairman, Saudi Arabia Practice"},{"name":"K\u0026S Talent Partner","value":"K\u0026S Talent Partner"},{"name":"Partner / Chief Human Resources Officer","value":"Partner / Chief Human Resources Officer"},{"name":"Chairman","value":"Chairman"},{"name":"Senior Counsel","value":"Senior Counsel"},{"name":"Associate Director, E-Discovery Operations","value":"Associate Director, E-Discovery Operations"},{"name":"Counsel","value":"Counsel"},{"name":"Senior Associate","value":"Senior Associate"},{"name":"Associate","value":"Associate"},{"name":"Senior Attorney","value":"Senior Attorney"},{"name":"Senior Lawyer","value":"Senior Lawyer"},{"name":"Attorney","value":"Attorney"},{"name":"Senior Counsel and Policy Advisor","value":"Senior Counsel and Policy Advisor"},{"name":"Managing Director - Capital Solutions","value":"Managing Director - Capital Solutions"},{"name":"Senior Government Relations Advisor","value":"Senior Government Relations Advisor"},{"name":"Associate General Counsel","value":"Associate General Counsel"},{"name":"Senior Advisor","value":"Senior Advisor"},{"name":"Patent Agent","value":"Patent Agent"},{"name":"Consultant","value":"Consultant"},{"name":"Government Relations Advisor","value":"Government Relations Advisor"},{"name":"Chief of Lateral Partner Recruiting \u0026 Integration","value":"Chief of Lateral Partner Recruiting \u0026 Integration"},{"name":"Chief Financial Officer","value":"Chief Financial Officer"},{"name":"Chief Information Officer","value":"Chief Information Officer"},{"name":"Chief Revenue Officer","value":"Chief Revenue Officer"},{"name":"Chief Recruiting Officer","value":"Chief Recruiting Officer"},{"name":"Chief Lawyer Talent Development Officer","value":"Chief Lawyer Talent Development Officer"},{"name":"Chief Marketing Officer","value":"Chief Marketing Officer"},{"name":"Tax Consultant","value":"Tax Consultant"},{"name":"Director of Community Affairs","value":"Director of Community Affairs"},{"name":"Director of Facilities \u0026 Admin Operations","value":"Director of Facilities \u0026 Admin Operations"},{"name":"Senior Office Manager","value":"Senior Office Manager"},{"name":"Director of Operations","value":"Director of Operations"},{"name":"Pro Bono Deputy","value":"Pro Bono Deputy"},{"name":"Director of Office Operations","value":"Director of Office Operations"},{"name":"Director of Operations Europe","value":"Director of Operations Europe"},{"name":"Law Clerk","value":"Law Clerk"},{"name":"Deputy General Counsel","value":"Deputy General Counsel"}],"schools":[{"name":"(Commercial Law), in front of Monash University, Australia","value":3045},{"name":"Aberystwyth University","value":3004},{"name":"Albany Law School","value":2118},{"name":"American University Washington College of Law","value":3042},{"name":"American University, Washington College of Law","value":3024},{"name":"Appalachian School of Law","value":2891},{"name":"Ateneo de Manila University","value":2914},{"name":"Ave Maria School of Law","value":2892},{"name":"Baylor University School of Law","value":181},{"name":"Benjamin N. Cardozo School of Law","value":2619},{"name":"Binghamton University","value":3002},{"name":"Boston College Law School","value":245},{"name":"Boston University School of Law","value":247},{"name":"BPP Law School Leeds","value":2642},{"name":"BPP Law School London","value":2782},{"name":"BPP University","value":2984},{"name":"Brooklyn Law School","value":2705},{"name":"Cairo University, Law School","value":2962},{"name":"California Western School of Law","value":315},{"name":"Capital University Law School","value":327},{"name":"Case Western Reserve University School of Law","value":345},{"name":"Cecil C. Humphreys School of Law","value":2235},{"name":"Chapman University School of Law","value":377},{"name":"Charleston School of Law","value":2910},{"name":"City Law School, London","value":2998},{"name":"City Law School","value":2857},{"name":"Clark University","value":3006},{"name":"Cleveland-Marshall College of Law","value":426},{"name":"Columbia University School of International and Public Affairs","value":3008},{"name":"Columbia University School of Law","value":485},{"name":"Columbia University","value":3126},{"name":"Columbus School of Law, Catholic University of America","value":3010},{"name":"Columbus School of Law","value":350},{"name":"Concord Law School of Kaplan University","value":1026},{"name":"Cornell Law School","value":512},{"name":"Creighton University School of Law","value":518},{"name":"Creighton University","value":3025},{"name":"Cumberland School of Law","value":1759},{"name":"CUNY School of Law","value":2893},{"name":"David A. Clarke School of Law","value":2399},{"name":"Deakin University School of Law","value":2907},{"name":"DePaul University College of Law","value":565},{"name":"DePaul University College of Law","value":3060},{"name":"Dickinson School of Law","value":2719},{"name":"Drake University Law School","value":609},{"name":"Duke University School of Law","value":613},{"name":"Duquesne University School of Law","value":614},{"name":"Dwayne O. Andreas School of Law","value":173},{"name":"Edinburgh Law School","value":3160},{"name":"Emory University School of Law","value":659},{"name":"ESADE Business and Law School – Universidad Ramon Llull","value":3215},{"name":"Fachseminare von Fürstenberg","value":2918},{"name":"Faculté Libre de Droit, Université Catholique de Lille","value":3055},{"name":"Faculty of Law, University of Zagreb","value":2983},{"name":"Faculty of Law","value":2944},{"name":"Faculty of Law","value":3039},{"name":"Federal University of Rio de Janeiro","value":3022},{"name":"Federal University of Rio Grande do Sul School of Law (Brazil)","value":3062},{"name":"Florida A\u0026M University College of Law","value":699},{"name":"Florida Coastal School of Law","value":2894},{"name":"Florida International College of Law","value":707},{"name":"Florida State University College of Law","value":720},{"name":"Fordham University School of Law","value":722},{"name":"Franklin Pierce Law Center","value":734},{"name":"Friedrich-Schiller-Universität Jena","value":3015},{"name":"George Mason University School of Law","value":752},{"name":"George Washington University Law School","value":753},{"name":"Georgetown University Law Center","value":755},{"name":"Georgia State University College of Law","value":761},{"name":"Ghent Law School","value":2793},{"name":"Golden Gate University School of Law","value":770},{"name":"Gonzaga University School of Law","value":772},{"name":"Graduate Institute of International and Development Studies, Geneva","value":2997},{"name":"Hamline University School of Law","value":811},{"name":"Harvard Law School","value":824},{"name":"Hebrew University of Jerusalem Faculty of Law","value":2994},{"name":"Hofstra University School of Law","value":858},{"name":"Howard University School of Law","value":872},{"name":"Huazhong University of Science and Technology","value":3016},{"name":"Humboldt University of Berlin","value":3012},{"name":"Indiana University School of Law","value":2711},{"name":"Indiana University School of Law","value":890},{"name":"International Association of Privacy Professionals","value":3009},{"name":"J. Reuben Clark Law School","value":262},{"name":"Jacob D. Fuchsberg Law Center","value":2084},{"name":"James Cook University of North Queensland","value":3034},{"name":"Jean Moulin University Lyon 3, France","value":2938},{"name":"Johns Hopkins Bloomberg School of Public Health","value":2992},{"name":"Justus-Liebig-Universität Gießen Rechtswissenschaft (Germany)","value":3063},{"name":"Kansas City School of Law","value":2247},{"name":"Keio University","value":2968},{"name":"Kent College of Law","value":883},{"name":"Kline School of Law","value":611},{"name":"KU Leuven","value":3007},{"name":"Levin College of Law","value":2189},{"name":"Lewis and Clark Law School","value":1089},{"name":"Liberty University School of Law","value":1094},{"name":"Lincoln College of Law","value":2253},{"name":"LL.M. in International Crime and Justice UNICRI","value":2937},{"name":"Loyola Law School","value":2895},{"name":"Loyola University Chicago School of Law","value":1135},{"name":"Loyola University New Orleans College of Law","value":1136},{"name":"Marquette University Law School","value":1176},{"name":"McGeorge School of Law","value":2402},{"name":"McGill University","value":2659},{"name":"Melbourne Law School","value":2899},{"name":"Mercer University Walter F. George School of Law","value":1221},{"name":"Mexico Autonomous Institute of Technology","value":2996},{"name":"Michael E. Moritz College of Law","value":2728},{"name":"Michigan State University College of Law","value":1245},{"name":"Mississippi College School of Law","value":1285},{"name":"Moscow State University","value":2815},{"name":"National and Kapodistrian University of Athens","value":3032},{"name":"National Law University Jodhpur","value":3020},{"name":"National University of Singapore, Faculty of Law","value":2662},{"name":"New England School of Law","value":2886},{"name":"New York Law School","value":1403},{"name":"New York University School of Law","value":1406},{"name":"Norman Adrian Wiggins School of Law","value":323},{"name":"North Carolina Central University School of Law","value":1417},{"name":"Northeastern University School of Law","value":1430},{"name":"Northern Illinois University College of Law","value":1432},{"name":"Northwestern Pritzker School of Law","value":1451},{"name":"Notre Dame Law School","value":2278},{"name":"Ohio Northern University Law School","value":3036},{"name":"Oklahoma City University School of Law","value":1487},{"name":"Osgoode Hall Law School","value":3124},{"name":"Pace University School of Law","value":1516},{"name":"Panteion University","value":3033},{"name":"Paul M. Hebert Law Center","value":2713},{"name":"Pennsylvania State University, Dickinson School of Law","value":1562},{"name":"Pepperdine University School of Law","value":1570},{"name":"Pettit College of Law","value":1473},{"name":"Pontificia Universidad Catolica de Chile","value":3203},{"name":"Pontificia Universidad Catolica del Peru","value":3011},{"name":"Pontificia Universidad Javeriana","value":3013},{"name":"Pontificia Universidade Catolica de Sao Paulo","value":3095},{"name":"Prince Sultan University College of Law","value":3167},{"name":"Queens College, Cambridge","value":3003},{"name":"Quinnipiac University School of Law","value":1626},{"name":"Ralph R. Papitto School of Law","value":1686},{"name":"Regent University School of Law","value":1649},{"name":"Rice University","value":3043},{"name":"Ruprecht-Karls-Universität Heidelberg","value":3049},{"name":"Rutgers University School of Law-Newark","value":1699},{"name":"Rutgers University School of Law","value":1697},{"name":"S.J. Quinney College of Law","value":2408},{"name":"Saint Louis University School of Law","value":1732},{"name":"Salmon P. Chase College of Law","value":1433},{"name":"Sandra Day O'Connor College of Law","value":103},{"name":"Santa Clara University School of Law","value":1771},{"name":"Seattle University School of Law","value":1787},{"name":"Seton Hall University School of Law","value":1790},{"name":"Shepard Broad Law Center","value":1460},{"name":"South Texas College of Law","value":2721},{"name":"Southern Illinois University School of Law","value":1849},{"name":"Southern Methodist University Dedman School of Law","value":1852},{"name":"Southern University Law Center","value":1857},{"name":"Southwestern Law School","value":1876},{"name":"St. John's University School of Law","value":2724},{"name":"St. Mary's University School of Law","value":1896},{"name":"St. Thomas University School of Law","value":1746},{"name":"Stanford Law School","value":1904},{"name":"Stetson University College of Law","value":1910},{"name":"Sturm College of Law","value":2184},{"name":"Suffolk University Law School","value":1921},{"name":"Syracuse University College of Law","value":1956},{"name":"Temple University Beasley School of Law","value":1974},{"name":"Texas A\u0026M School of Law","value":1980},{"name":"Texas Tech University School of Law","value":1994},{"name":"Texas Wesleyan University School of Law","value":1996},{"name":"The College of Law Australia","value":3091},{"name":"The College of Law, London","value":2935},{"name":"The John Marshall Law School","value":2034},{"name":"The Judge Advocate General's Legal Center and School","value":2896},{"name":"The Ohio State University Moritz College of Law","value":2990},{"name":"The University of Akron School of Law","value":2143},{"name":"The University of Alabama School of Law","value":2045},{"name":"The University of Birmingham, U.K.","value":2796},{"name":"The University of Iowa College of Law","value":2206},{"name":"The University of Texas School of Law","value":2055},{"name":"The University of Tulsa College of Law","value":2407},{"name":"Thomas Jefferson School of Law","value":685},{"name":"Thomas M. Cooley Law School","value":2729},{"name":"Thurgood Marshall School of Law","value":1992},{"name":"Tianjin University of Commerce","value":2995},{"name":"Tulane University Law School","value":2113},{"name":"UC Davis School of Law","value":2160},{"name":"UCLA School of Law","value":2162},{"name":"Universidad Católica de Honduras","value":2916},{"name":"Universidad Francisco Marroquin","value":3090},{"name":"Universidad Panamericana","value":2904},{"name":"Universidad Torcuato di Tella","value":3035},{"name":"Universidade de São Paulo, Faculdade de Direito","value":3028},{"name":"Universidade Presbiteriana Mackenzie","value":2977},{"name":"Università Commerciale Luigi Bocconi","value":3135},{"name":"University at Buffalo Law School","value":1928},{"name":"University College Dublin Law School","value":2900},{"name":"University of Alberta Faculty of Law","value":3088},{"name":"University of Amsterdam","value":2980},{"name":"University of Arizona, James E. Rogers College of Law","value":2149},{"name":"University of Arkansas School of Law","value":2154},{"name":"University of Baltimore School of Law","value":2156},{"name":"University of California College of the Law","value":3196},{"name":"University of California Hastings College of Law","value":2158},{"name":"University of California Irvine School of Law","value":2161},{"name":"University of California, Berkeley, School of Law","value":2159},{"name":"University of California, Davis","value":3019},{"name":"University of Cambridge, U.K","value":2991},{"name":"University of Canterbury","value":2981},{"name":"University of Central Florida","value":3027},{"name":"University of Chester Law School","value":3005},{"name":"University of Chicago Law School","value":2174},{"name":"University of Chicago","value":3038},{"name":"University of Cincinnati College of Law","value":2175},{"name":"University of Colorado School of Law","value":2177},{"name":"University of Connecticut School of Law","value":2180},{"name":"University of Dayton School of Law","value":2182},{"name":"University of Detroit Mercy School of Law","value":2185},{"name":"University of East Anglia","value":3000},{"name":"University of Florida, Levin College of Law","value":3188},{"name":"University of Georgia School of Law","value":2190},{"name":"University of Houston Law Center","value":2197},{"name":"University of Hull","value":3040},{"name":"University of Idaho College of Law","value":2201},{"name":"University of Illinois College of Law","value":2204},{"name":"University of Kansas School of Law","value":2208},{"name":"University of Kentucky College of Law","value":2210},{"name":"University of La Verne College of Law","value":2211},{"name":"University of Law, London","value":2999},{"name":"University of Lethbridge","value":3030},{"name":"University of Louisville Brandeis School of Law","value":2214},{"name":"University of Maine School of Law","value":2391},{"name":"University of Maryland School of Law","value":2224},{"name":"University of Miami School of Law","value":2236},{"name":"University of Michigan Law School","value":2237},{"name":"University of Minnesota Law School","value":2243},{"name":"University of Mississippi School of Law","value":2244},{"name":"University of Missouri School of Law","value":2246},{"name":"University of Montana School of Law","value":2048},{"name":"University of Nebraska College of Law","value":2744},{"name":"University of New Mexico School of Law","value":2262},{"name":"University of North Carolina School of Law","value":2266},{"name":"University of North Dakota School of Law","value":2271},{"name":"University of Oklahoma Law Center","value":2747},{"name":"University of Oregon School of Law","value":2281},{"name":"University of Pennsylvania Law School","value":2282},{"name":"University of Pittsburgh School of Law","value":2354},{"name":"University of Richmond School of Law","value":2370},{"name":"University of San Diego School of Law","value":2377},{"name":"University of San Francisco School of Law","value":2378},{"name":"University of South Carolina School of Law","value":2750},{"name":"University of South Dakota School of Law","value":2387},{"name":"University of Southern California Gould School of Law","value":3051},{"name":"University of St. Thomas School of Law","value":2751},{"name":"University of Sydney Law School","value":3031},{"name":"University of Tennessee College of Law","value":2051},{"name":"University of the West of England, Bristol","value":3001},{"name":"University of Toledo College of Law","value":2406},{"name":"University of Toronto","value":2912},{"name":"University of Utah","value":3026},{"name":"University of Virginia School of Law","value":2410},{"name":"University of Washington School of Law","value":2412},{"name":"University of Wisconsin Law School","value":2419},{"name":"University of Wyoming College of Law","value":2429},{"name":"University of Zürich","value":3037},{"name":"University Paris Dauphine","value":2976},{"name":"University Paris II Assas","value":2975},{"name":"University Paris II Assas","value":3052},{"name":"USC Gould School of Law","value":2389},{"name":"Utrecht University","value":3085},{"name":"Valparaiso University School of Law","value":2441},{"name":"Vanderbilt University School of Law","value":2442},{"name":"Vermont Law School","value":2451},{"name":"Villanova University School of Law","value":2454},{"name":"Wake Forest University School of Law","value":2471},{"name":"Washburn University School of Law","value":2482},{"name":"Washington and Lee University School of Law","value":2484},{"name":"Washington College of Law","value":61},{"name":"Washington University in St. Louis School of Law","value":2489},{"name":"Wayne State University Law School","value":2493},{"name":"West Virginia University College of Law","value":2517},{"name":"Western New England College School of Law","value":2528},{"name":"Western State College of Law","value":2897},{"name":"Wharton School of Business","value":3044},{"name":"Whittier Law School","value":2564},{"name":"Widener University Delaware Law School","value":2569},{"name":"Willamette University College of Law","value":2573},{"name":"William \u0026 Mary Law School","value":462},{"name":"William H. Bowen School of Law","value":2150},{"name":"William Mitchell College of Law","value":2758},{"name":"William S. Boyd School of Law","value":2256},{"name":"William S. Richardson School of Law","value":2195},{"name":"Wilmington University","value":2993},{"name":"Yale Law School","value":2605}],"offices":[{"name":"Abu Dhabi","value":13},{"name":"Atlanta","value":1},{"name":"Austin","value":12},{"name":"Brussels","value":23},{"name":"Charlotte","value":8},{"name":"Chicago","value":21},{"name":"Dallas","value":28},{"name":"Denver","value":22},{"name":"Dubai","value":6},{"name":"Frankfurt","value":9},{"name":"Geneva","value":15},{"name":"Houston","value":4},{"name":"London","value":5},{"name":"Los Angeles","value":19},{"name":"Miami","value":25},{"name":"New York","value":3},{"name":"Northern Virginia","value":24},{"name":"Paris","value":14},{"name":"Riyadh","value":27},{"name":"Sacramento","value":20},{"name":"San Francisco","value":10},{"name":"Silicon Valley","value":11},{"name":"Singapore","value":16},{"name":"Sydney","value":26},{"name":"Tokyo","value":18},{"name":"Washington, D.C.","value":2}],"capabilities":[{"name":"Corporate, Finance and Investments","value":"cg-1"},{"name":"Activist Defense","value":72},{"name":"Capital Markets","value":26},{"name":"Construction and Procurement","value":40},{"name":"Corporate Governance","value":27},{"name":"Emerging Companies and Venture Capital","value":80},{"name":"Employee Benefits and Executive Compensation","value":28},{"name":"Energy and Infrastructure Projects","value":35},{"name":"Financial Restructuring","value":10},{"name":"Fund Finance","value":134},{"name":"Global Human Capital and Compliance ","value":121},{"name":"Investment Funds and Asset Management","value":78},{"name":"Leveraged Finance","value":29},{"name":"Mergers and Acquisitions (M\u0026A)","value":32},{"name":"Middle East and Islamic Finance and Investment","value":31},{"name":"Private Equity","value":33},{"name":"Public Companies","value":126},{"name":"Real Estate","value":36},{"name":"Structured Finance and Securitization","value":82},{"name":"Tax","value":37},{"name":"Technology Transactions","value":115},{"name":"Government Matters","value":"cg-2"},{"name":"Antitrust","value":1},{"name":"Data, Privacy and Security","value":6},{"name":"Environmental, Health and Safety","value":71},{"name":"FDA and Life Sciences","value":21},{"name":"Government Advocacy and Public Policy","value":23},{"name":"Government Contracts","value":116},{"name":"Healthcare","value":24},{"name":"Innovation Protection","value":135},{"name":"International Trade","value":25},{"name":"National Security and Corporate Espionage","value":110},{"name":"Securities Enforcement and Regulation","value":20},{"name":"Special Matters and Government Investigations","value":11},{"name":"Trial and Global Disputes","value":"cg-3"},{"name":"Antitrust ","value":129},{"name":"Appellate, Constitutional and Administrative Law","value":2},{"name":"Bankruptcy and Insolvency Litigation","value":38},{"name":"Class Action Defense","value":3},{"name":"Commercial Litigation","value":5},{"name":"Corporate and Securities Litigation","value":19},{"name":"E-Discovery","value":7},{"name":"Global Construction and Infrastructure Disputes","value":4},{"name":"Innovation Protection","value":136},{"name":"Intellectual Property","value":13},{"name":"International Arbitration and Litigation","value":14},{"name":"Labor and Employment","value":15},{"name":"Product Liability","value":17},{"name":"Professional Liability","value":18},{"name":"Toxic \u0026 Environmental Torts","value":16},{"name":"Industries / Issues","value":"cg-4"},{"name":"Artificial Intelligence (AI) and Machine Learning","value":133},{"name":"Automotive, Transportation and Mobility","value":106},{"name":"Buy American","value":124},{"name":"Crisis Management","value":111},{"name":"Doing Business in Latin America","value":132},{"name":"Energy Transition","value":131},{"name":"Energy","value":102},{"name":"Environmental Agenda","value":125},{"name":"Environmental, Social and Governance (ESG)","value":127},{"name":"Financial Services","value":107},{"name":"Focus on Women's Health","value":112},{"name":"Food and Beverage","value":105},{"name":"Higher Education","value":109},{"name":"Life Sciences and Healthcare","value":103},{"name":"Russia/Ukraine","value":128},{"name":"Special Purpose Acquisition Companies (SPACs)","value":123},{"name":"Technology","value":118}]},"title_id":null,"school_id":null,"office_id":null,"capability_id":"20","extra_filter_id":null,"extra_filter_type":null,"q":null,"starts_with":"L","per_page":12,"people":[{"id":427027,"version":1,"owner_type":"Person","owner_id":6179,"payload":{"bio":"\u003cp\u003eRaphael Larson represents major accounting firms and individual accountants before the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and other governing entities. Raphael has substantial experience representing these firms and accountants on regulatory and enforcement matters, and in federal and state court litigation. He is experienced in both commercial and civil litigation, corporate governance, securities regulation, and due diligence and fraud matters. In addition, he advises companies in financial statement and securities matters.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eRaphael spent over 12 years of his career with the PCAOB\u0026rsquo;s Division of Enforcement \u0026amp; Investigations, most recently serving as Associate Director. While with the PCAOB, he handled numerous enforcement investigations and disciplinary proceedings against accounting firms and auditors, including matters involving Big Four US accounting firms and their global affiliates.\u003c/p\u003e","slug":"raphael-larson","email":"rlarson@kslaw.com","phone":null,"matters":["\u003cp\u003eSuccessfully represented audit partner of global accounting firm in PCAOB investigation and subsequent litigated disciplinary proceeding. Achieved complete defense victory before PCAOB hearing officer.\u003c/p\u003e","\u003cp\u003eSuccessfully defended global accounting firm and one of its senior audit partners in formal PCAOB investigation.\u003c/p\u003e","\u003cp\u003eDefended Big Four international affiliate partners in PCAOB investigation concerning potential independence violations.\u003c/p\u003e","\u003cp\u003eSuccessfully defended audit partners of a regional accounting firm in PCAOB investigation of multiple audits.\u003c/p\u003e","\u003cp\u003eDefended national accounting firm and an associated international affiliate in PCAOB investigation concerning independence matters.\u003c/p\u003e","\u003cp\u003eLed investigation of Big Four international affiliate\u0026rsquo;s audits of a major Indonesian cellular company that resulted in charges and sanctions against the international affiliate, the engagement partner and the global firm\u0026rsquo;s Asia-Pacific Professional Practice Director.\u003c/p\u003e","\u003cp\u003eSuccessfully litigated and ultimately settled matter involving Big Four audit firm and four of its partners for audit violations in connection with audits of a pharmaceutical company.\u003c/p\u003e","\u003cp\u003eLed the investigation of a Las Vegas-based audit firm that resulted in the first ever Rule 10b-5 charge brought by the PCAOB against an audit firm and audit partner for fraudulently issued audit reports.\u003c/p\u003e","\u003cp\u003eLed investigation and subsequent litigation concerning an audit of water treatment company and its use of transactions with special purpose entities to improperly boost reported revenue resulting in significant sanctions against the audit engagement partner.\u003c/p\u003e","\u003cp\u003eLed investigation of global audit firm\u0026rsquo;s audit of a software company\u0026rsquo;s revenue recognition practices resulting in sanctions against the engagement partner and audit manager.\u003c/p\u003e"],"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":11,"guid":"11.capabilities","index":0,"source":"capabilities"},{"id":18,"guid":"18.capabilities","index":1,"source":"capabilities"},{"id":81,"guid":"81.capabilities","index":2,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":3,"source":"capabilities"},{"id":699,"guid":"699.smart_tags","index":4,"source":"smartTags"},{"id":20,"guid":"20.capabilities","index":5,"source":"capabilities"},{"id":1241,"guid":"1241.smart_tags","index":6,"source":"smartTags"},{"id":132,"guid":"132.capabilities","index":7,"source":"capabilities"},{"id":1248,"guid":"1248.smart_tags","index":8,"source":"smartTags"}],"is_active":true,"last_name":"Larson","nick_name":"Raphael","clerkships":[],"first_name":"Raphael","title_rank":9999,"updated_by":32,"law_schools":[{"id":755,"meta":{"degree":"J.D.","honors":"","is_law_school":"1","graduation_date":"1999-01-01 00:00:00"},"order":1,"pin_order":null,"pin_expiration":null}],"middle_name":" ","name_suffix":"","recognitions":null,"linked_in_url":"https://www.linkedin.com/in/larson-raphael-2a50315/","seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003eRaphael Larson represents major accounting firms and individual accountants before the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and other governing entities. Raphael has substantial experience representing these firms and accountants on regulatory and enforcement matters, and in federal and state court litigation. He is experienced in both commercial and civil litigation, corporate governance, securities regulation, and due diligence and fraud matters. In addition, he advises companies in financial statement and securities matters.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eRaphael spent over 12 years of his career with the PCAOB\u0026rsquo;s Division of Enforcement \u0026amp; Investigations, most recently serving as Associate Director. While with the PCAOB, he handled numerous enforcement investigations and disciplinary proceedings against accounting firms and auditors, including matters involving Big Four US accounting firms and their global affiliates.\u003c/p\u003e","matters":["\u003cp\u003eSuccessfully represented audit partner of global accounting firm in PCAOB investigation and subsequent litigated disciplinary proceeding. Achieved complete defense victory before PCAOB hearing officer.\u003c/p\u003e","\u003cp\u003eSuccessfully defended global accounting firm and one of its senior audit partners in formal PCAOB investigation.\u003c/p\u003e","\u003cp\u003eDefended Big Four international affiliate partners in PCAOB investigation concerning potential independence violations.\u003c/p\u003e","\u003cp\u003eSuccessfully defended audit partners of a regional accounting firm in PCAOB investigation of multiple audits.\u003c/p\u003e","\u003cp\u003eDefended national accounting firm and an associated international affiliate in PCAOB investigation concerning independence matters.\u003c/p\u003e","\u003cp\u003eLed investigation of Big Four international affiliate\u0026rsquo;s audits of a major Indonesian cellular company that resulted in charges and sanctions against the international affiliate, the engagement partner and the global firm\u0026rsquo;s Asia-Pacific Professional Practice Director.\u003c/p\u003e","\u003cp\u003eSuccessfully litigated and ultimately settled matter involving Big Four audit firm and four of its partners for audit violations in connection with audits of a pharmaceutical company.\u003c/p\u003e","\u003cp\u003eLed the investigation of a Las Vegas-based audit firm that resulted in the first ever Rule 10b-5 charge brought by the PCAOB against an audit firm and audit partner for fraudulently issued audit reports.\u003c/p\u003e","\u003cp\u003eLed investigation and subsequent litigation concerning an audit of water treatment company and its use of transactions with special purpose entities to improperly boost reported revenue resulting in significant sanctions against the audit engagement partner.\u003c/p\u003e","\u003cp\u003eLed investigation of global audit firm\u0026rsquo;s audit of a software company\u0026rsquo;s revenue recognition practices resulting in sanctions against the engagement partner and audit manager.\u003c/p\u003e"]},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":9329}]},"capability_group_id":2},"created_at":"2025-05-26T04:58:22.000Z","updated_at":"2025-05-26T04:58:22.000Z","searchable_text":"Larson{{ FIELD }}Successfully represented audit partner of global accounting firm in PCAOB investigation and subsequent litigated disciplinary proceeding. Achieved complete defense victory before PCAOB hearing officer.{{ FIELD }}Successfully defended global accounting firm and one of its senior audit partners in formal PCAOB investigation.{{ FIELD }}Defended Big Four international affiliate partners in PCAOB investigation concerning potential independence violations.{{ FIELD }}Successfully defended audit partners of a regional accounting firm in PCAOB investigation of multiple audits.{{ FIELD }}Defended national accounting firm and an associated international affiliate in PCAOB investigation concerning independence matters.{{ FIELD }}Led investigation of Big Four international affiliate’s audits of a major Indonesian cellular company that resulted in charges and sanctions against the international affiliate, the engagement partner and the global firm’s Asia-Pacific Professional Practice Director.{{ FIELD }}Successfully litigated and ultimately settled matter involving Big Four audit firm and four of its partners for audit violations in connection with audits of a pharmaceutical company.{{ FIELD }}Led the investigation of a Las Vegas-based audit firm that resulted in the first ever Rule 10b-5 charge brought by the PCAOB against an audit firm and audit partner for fraudulently issued audit reports.{{ FIELD }}Led investigation and subsequent litigation concerning an audit of water treatment company and its use of transactions with special purpose entities to improperly boost reported revenue resulting in significant sanctions against the audit engagement partner.{{ FIELD }}Led investigation of global audit firm’s audit of a software company’s revenue recognition practices resulting in sanctions against the engagement partner and audit manager.{{ FIELD }}Raphael Larson represents major accounting firms and individual accountants before the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and other governing entities. Raphael has substantial experience representing these firms and accountants on regulatory and enforcement matters, and in federal and state court litigation. He is experienced in both commercial and civil litigation, corporate governance, securities regulation, and due diligence and fraud matters. In addition, he advises companies in financial statement and securities matters.\nRaphael spent over 12 years of his career with the PCAOB’s Division of Enforcement \u0026amp; Investigations, most recently serving as Associate Director. While with the PCAOB, he handled numerous enforcement investigations and disciplinary proceedings against accounting firms and auditors, including matters involving Big Four US accounting firms and their global affiliates. Partner Portland State University  Georgetown University Georgetown University Law Center U.S. District Court for the District of Maryland U.S. District Court for the District of Columbia District of Columbia Maryland Successfully represented audit partner of global accounting firm in PCAOB investigation and subsequent litigated disciplinary proceeding. Achieved complete defense victory before PCAOB hearing officer. Successfully defended global accounting firm and one of its senior audit partners in formal PCAOB investigation. Defended Big Four international affiliate partners in PCAOB investigation concerning potential independence violations. Successfully defended audit partners of a regional accounting firm in PCAOB investigation of multiple audits. Defended national accounting firm and an associated international affiliate in PCAOB investigation concerning independence matters. Led investigation of Big Four international affiliate’s audits of a major Indonesian cellular company that resulted in charges and sanctions against the international affiliate, the engagement partner and the global firm’s Asia-Pacific Professional Practice Director. Successfully litigated and ultimately settled matter involving Big Four audit firm and four of its partners for audit violations in connection with audits of a pharmaceutical company. Led the investigation of a Las Vegas-based audit firm that resulted in the first ever Rule 10b-5 charge brought by the PCAOB against an audit firm and audit partner for fraudulently issued audit reports. Led investigation and subsequent litigation concerning an audit of water treatment company and its use of transactions with special purpose entities to improperly boost reported revenue resulting in significant sanctions against the audit engagement partner. Led investigation of global audit firm’s audit of a software company’s revenue recognition practices resulting in sanctions against the engagement partner and audit manager.","searchable_name":"Raphael Larson","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":32,"capability_group_featured":null,"home_page_featured":null},{"id":436425,"version":1,"owner_type":"Person","owner_id":3546,"payload":{"bio":"\u003cp\u003eCarmen Lawrence focuses on securities-related government investigations and litigation. As a partner in our Special Matters and Investigations practice and co-lead of our Securities Enforcement and Regulation practice, Carmen represents public and private companies in a range of securities-related regulatory and business matters.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eCarmen represents parties in investigations and litigation conducted primarily by the Securities and Exchange Commission, the Commodity Futures Trading Commission and the U.S. Department of Justice, as well as self-regulatory organizations and state securities regulators. She conducts internal investigations, provides crisis management advice, and counsels companies and regulated entities (broker-dealers and investment advisers) on their obligations under the federal securities law.\u003c/p\u003e\n\u003cp\u003ePreviously, Carmen was Regional Director for the SEC's Northeast Regional Office, the agency's largest region covering 14 U.S. states and the District of Columbia. In this role, she oversaw all enforcement and regulatory operations in the region, bringing some of the SEC's most significant cases. Prior to that, she was Senior Associate Regional Director, heading up the Northeast Regional Office's Enforcement Division after serving in senior and staff roles.\u003c/p\u003e\n\u003cp\u003eCarmen is a frequent speaker and lecturer in continuing legal education programs on federal securities matters. She has received consistent recognition from \u003cem data-redactor-tag=\"em\"\u003eChambers USA\u003c/em\u003e as a Leading Individual for Securities Regulation and for Litigation\u0026mdash;White-Collar Crime \u0026amp; Government Investigations, as well as for Financial Services Litigation.\u003c/p\u003e\n\u003cp\u003eIn 2016, \u003cem data-redactor-tag=\"em\"\u003eLegal 500\u003c/em\u003e ranked Carmen for Securities Litigation\u0026mdash;Defense. She has also been recognized by \u003cem data-redactor-tag=\"em\"\u003eBenchmark Litigation\u003c/em\u003e as a New York Litigation Star, and was named to \u003cem data-redactor-tag=\"em\"\u003eSecurities Docket'\u003c/em\u003es inaugural Enforcement 40 list of top SEC enforcement lawyers in 2013.\u003c/p\u003e","slug":"carmen-lawrence","email":"clawrence@kslaw.com","phone":null,"matters":["\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea major financial institution\u003c/strong\u003e in a multiyear investigation by the SEC and foreign regulators involving credit derivatives trading, risk management and valuation practices.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ean investment advisor and its CEO and fund manager\u003c/strong\u003e in connection with stock manipulation and insider trading investigations by the SEC, the DOJ, the Hong Kong Securities and Futures Commission, and the Japan Securities and Exchange Surveillance Commission.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ean SEC-registered credit rating agency\u003c/strong\u003e in connection with industry-wide investigations being conducted by the SEC and the New York Attorney General concerning potential ratings shopping.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ethe audit committee of a public company\u003c/strong\u003e in a sweeping internal investigation involving complex accounting and internal control issues.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea state's Department of the Treasury\u003c/strong\u003e in connection with an SEC investigation involving disclosures in the state's municipal bond offerings.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003enumerous senior executives\u003c/strong\u003e in SEC and/or DOJ investigations involving insider trading, financial fraud, FCPA, and broker-dealer or investment advisor regulatory issues.\u003c/p\u003e"],"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":19,"guid":"19.capabilities","index":0,"source":"capabilities"},{"id":27,"guid":"27.capabilities","index":1,"source":"capabilities"},{"id":7,"guid":"7.capabilities","index":2,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":3,"source":"capabilities"},{"id":699,"guid":"699.smart_tags","index":4,"source":"smartTags"},{"id":81,"guid":"81.capabilities","index":5,"source":"capabilities"},{"id":103,"guid":"103.capabilities","index":6,"source":"capabilities"},{"id":18,"guid":"18.capabilities","index":7,"source":"capabilities"},{"id":684,"guid":"684.smart_tags","index":8,"source":"smartTags"},{"id":765,"guid":"765.smart_tags","index":9,"source":"smartTags"},{"id":766,"guid":"766.smart_tags","index":10,"source":"smartTags"},{"id":780,"guid":"780.smart_tags","index":11,"source":"smartTags"},{"id":20,"guid":"20.capabilities","index":12,"source":"capabilities"},{"id":11,"guid":"11.capabilities","index":13,"source":"capabilities"},{"id":923,"guid":"923.smart_tags","index":14,"source":"smartTags"},{"id":952,"guid":"952.smart_tags","index":15,"source":"smartTags"},{"id":973,"guid":"973.smart_tags","index":16,"source":"smartTags"},{"id":113,"guid":"113.capabilities","index":17,"source":"capabilities"},{"id":114,"guid":"114.capabilities","index":18,"source":"capabilities"},{"id":750,"guid":"750.smart_tags","index":19,"source":"smartTags"},{"id":1165,"guid":"1165.smart_tags","index":20,"source":"smartTags"},{"id":122,"guid":"122.capabilities","index":21,"source":"capabilities"},{"id":1184,"guid":"1184.smart_tags","index":22,"source":"smartTags"},{"id":1199,"guid":"1199.smart_tags","index":23,"source":"smartTags"},{"id":1204,"guid":"1204.smart_tags","index":24,"source":"smartTags"},{"id":126,"guid":"126.capabilities","index":25,"source":"capabilities"},{"id":1241,"guid":"1241.smart_tags","index":26,"source":"smartTags"}],"is_active":true,"last_name":"Lawrence","nick_name":"Carmen","clerkships":[],"first_name":"Carmen","title_rank":9999,"updated_by":101,"law_schools":[],"middle_name":" ","name_suffix":"","recognitions":[{"title":"Top Ranked Lawyer - Securities: Regulation: Enforcement","detail":"Chambers USA, Nationwide (2008-2022)"},{"title":"Top 250 Women in Litigation and a Local Litigation Star, NY ","detail":"Benchmark Litigation"},{"title":"National White-Collar Litigation Star ","detail":"Benchmark Litigation, 2015"},{"title":"Top 40 SEC Enforcement Defense Lawyers ","detail":"Securities Docket"},{"title":"Financial Services: Litigation and White-Collar Criminal Defense ","detail":"Legal 500"},{"title":"Administrative/Regulatory Law and Criminal Defense: White Collar ","detail":"The Best Lawyers in America, 2014–2015"},{"title":"Equal Employment Opportunity Award ","detail":"The Securities and Exchange Commission, 1998"},{"title":"Presidential Distinguished Executive Award ","detail":"The Securities and Exchange Commission, 1995"},{"title":"Stanley Sporkin Award ","detail":"The Securities and Exchange Commission, 1993"},{"title":"Irving M. Pollack Award, for leadership, integrity and intellect ","detail":"The Securities and Exchange Commission, 1990"}],"linked_in_url":null,"seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003eCarmen Lawrence focuses on securities-related government investigations and litigation. As a partner in our Special Matters and Investigations practice and co-lead of our Securities Enforcement and Regulation practice, Carmen represents public and private companies in a range of securities-related regulatory and business matters.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eCarmen represents parties in investigations and litigation conducted primarily by the Securities and Exchange Commission, the Commodity Futures Trading Commission and the U.S. Department of Justice, as well as self-regulatory organizations and state securities regulators. She conducts internal investigations, provides crisis management advice, and counsels companies and regulated entities (broker-dealers and investment advisers) on their obligations under the federal securities law.\u003c/p\u003e\n\u003cp\u003ePreviously, Carmen was Regional Director for the SEC's Northeast Regional Office, the agency's largest region covering 14 U.S. states and the District of Columbia. In this role, she oversaw all enforcement and regulatory operations in the region, bringing some of the SEC's most significant cases. Prior to that, she was Senior Associate Regional Director, heading up the Northeast Regional Office's Enforcement Division after serving in senior and staff roles.\u003c/p\u003e\n\u003cp\u003eCarmen is a frequent speaker and lecturer in continuing legal education programs on federal securities matters. She has received consistent recognition from \u003cem data-redactor-tag=\"em\"\u003eChambers USA\u003c/em\u003e as a Leading Individual for Securities Regulation and for Litigation\u0026mdash;White-Collar Crime \u0026amp; Government Investigations, as well as for Financial Services Litigation.\u003c/p\u003e\n\u003cp\u003eIn 2016, \u003cem data-redactor-tag=\"em\"\u003eLegal 500\u003c/em\u003e ranked Carmen for Securities Litigation\u0026mdash;Defense. She has also been recognized by \u003cem data-redactor-tag=\"em\"\u003eBenchmark Litigation\u003c/em\u003e as a New York Litigation Star, and was named to \u003cem data-redactor-tag=\"em\"\u003eSecurities Docket'\u003c/em\u003es inaugural Enforcement 40 list of top SEC enforcement lawyers in 2013.\u003c/p\u003e","matters":["\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea major financial institution\u003c/strong\u003e in a multiyear investigation by the SEC and foreign regulators involving credit derivatives trading, risk management and valuation practices.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ean investment advisor and its CEO and fund manager\u003c/strong\u003e in connection with stock manipulation and insider trading investigations by the SEC, the DOJ, the Hong Kong Securities and Futures Commission, and the Japan Securities and Exchange Surveillance Commission.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ean SEC-registered credit rating agency\u003c/strong\u003e in connection with industry-wide investigations being conducted by the SEC and the New York Attorney General concerning potential ratings shopping.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ethe audit committee of a public company\u003c/strong\u003e in a sweeping internal investigation involving complex accounting and internal control issues.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea state's Department of the Treasury\u003c/strong\u003e in connection with an SEC investigation involving disclosures in the state's municipal bond offerings.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003enumerous senior executives\u003c/strong\u003e in SEC and/or DOJ investigations involving insider trading, financial fraud, FCPA, and broker-dealer or investment advisor regulatory issues.\u003c/p\u003e"],"recognitions":[{"title":"Top Ranked Lawyer - Securities: Regulation: Enforcement","detail":"Chambers USA, Nationwide (2008-2022)"},{"title":"Top 250 Women in Litigation and a Local Litigation Star, NY ","detail":"Benchmark Litigation"},{"title":"National White-Collar Litigation Star ","detail":"Benchmark Litigation, 2015"},{"title":"Top 40 SEC Enforcement Defense Lawyers ","detail":"Securities Docket"},{"title":"Financial Services: Litigation and White-Collar Criminal Defense ","detail":"Legal 500"},{"title":"Administrative/Regulatory Law and Criminal Defense: White Collar ","detail":"The Best Lawyers in America, 2014–2015"},{"title":"Equal Employment Opportunity Award ","detail":"The Securities and Exchange Commission, 1998"},{"title":"Presidential Distinguished Executive Award ","detail":"The Securities and Exchange Commission, 1995"},{"title":"Stanley Sporkin Award ","detail":"The Securities and Exchange Commission, 1993"},{"title":"Irving M. Pollack Award, for leadership, integrity and intellect ","detail":"The Securities and Exchange Commission, 1990"}]},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":59}]},"capability_group_id":2},"created_at":"2025-09-02T04:53:04.000Z","updated_at":"2025-09-02T04:53:04.000Z","searchable_text":"Lawrence{{ FIELD }}{:title=\u0026gt;\"Top Ranked Lawyer - Securities: Regulation: Enforcement\", :detail=\u0026gt;\"Chambers USA, Nationwide (2008-2022)\"}{{ FIELD }}{:title=\u0026gt;\"Top 250 Women in Litigation and a Local Litigation Star, NY \", :detail=\u0026gt;\"Benchmark Litigation\"}{{ FIELD }}{:title=\u0026gt;\"National White-Collar Litigation Star \", :detail=\u0026gt;\"Benchmark Litigation, 2015\"}{{ FIELD }}{:title=\u0026gt;\"Top 40 SEC Enforcement Defense Lawyers \", :detail=\u0026gt;\"Securities Docket\"}{{ FIELD }}{:title=\u0026gt;\"Financial Services: Litigation and White-Collar Criminal Defense \", :detail=\u0026gt;\"Legal 500\"}{{ FIELD }}{:title=\u0026gt;\"Administrative/Regulatory Law and Criminal Defense: White Collar \", :detail=\u0026gt;\"The Best Lawyers in America, 2014–2015\"}{{ FIELD }}{:title=\u0026gt;\"Equal Employment Opportunity Award \", :detail=\u0026gt;\"The Securities and Exchange Commission, 1998\"}{{ FIELD }}{:title=\u0026gt;\"Presidential Distinguished Executive Award \", :detail=\u0026gt;\"The Securities and Exchange Commission, 1995\"}{{ FIELD }}{:title=\u0026gt;\"Stanley Sporkin Award \", :detail=\u0026gt;\"The Securities and Exchange Commission, 1993\"}{{ FIELD }}{:title=\u0026gt;\"Irving M. Pollack Award, for leadership, integrity and intellect \", :detail=\u0026gt;\"The Securities and Exchange Commission, 1990\"}{{ FIELD }}Represented a major financial institution in a multiyear investigation by the SEC and foreign regulators involving credit derivatives trading, risk management and valuation practices.{{ FIELD }}Represented an investment advisor and its CEO and fund manager in connection with stock manipulation and insider trading investigations by the SEC, the DOJ, the Hong Kong Securities and Futures Commission, and the Japan Securities and Exchange Surveillance Commission.{{ FIELD }}Represented an SEC-registered credit rating agency in connection with industry-wide investigations being conducted by the SEC and the New York Attorney General concerning potential ratings shopping.{{ FIELD }}Represented the audit committee of a public company in a sweeping internal investigation involving complex accounting and internal control issues.{{ FIELD }}Represented a state's Department of the Treasury in connection with an SEC investigation involving disclosures in the state's municipal bond offerings.{{ FIELD }}Represented numerous senior executives in SEC and/or DOJ investigations involving insider trading, financial fraud, FCPA, and broker-dealer or investment advisor regulatory issues.{{ FIELD }}Carmen Lawrence focuses on securities-related government investigations and litigation. As a partner in our Special Matters and Investigations practice and co-lead of our Securities Enforcement and Regulation practice, Carmen represents public and private companies in a range of securities-related regulatory and business matters.\nCarmen represents parties in investigations and litigation conducted primarily by the Securities and Exchange Commission, the Commodity Futures Trading Commission and the U.S. Department of Justice, as well as self-regulatory organizations and state securities regulators. She conducts internal investigations, provides crisis management advice, and counsels companies and regulated entities (broker-dealers and investment advisers) on their obligations under the federal securities law.\nPreviously, Carmen was Regional Director for the SEC's Northeast Regional Office, the agency's largest region covering 14 U.S. states and the District of Columbia. In this role, she oversaw all enforcement and regulatory operations in the region, bringing some of the SEC's most significant cases. Prior to that, she was Senior Associate Regional Director, heading up the Northeast Regional Office's Enforcement Division after serving in senior and staff roles.\nCarmen is a frequent speaker and lecturer in continuing legal education programs on federal securities matters. She has received consistent recognition from Chambers USA as a Leading Individual for Securities Regulation and for Litigation—White-Collar Crime \u0026amp; Government Investigations, as well as for Financial Services Litigation.\nIn 2016, Legal 500 ranked Carmen for Securities Litigation—Defense. She has also been recognized by Benchmark Litigation as a New York Litigation Star, and was named to Securities Docket's inaugural Enforcement 40 list of top SEC enforcement lawyers in 2013. Partner Top Ranked Lawyer - Securities: Regulation: Enforcement Chambers USA, Nationwide (2008-2022) Top 250 Women in Litigation and a Local Litigation Star, NY  Benchmark Litigation National White-Collar Litigation Star  Benchmark Litigation, 2015 Top 40 SEC Enforcement Defense Lawyers  Securities Docket Financial Services: Litigation and White-Collar Criminal Defense  Legal 500 Administrative/Regulatory Law and Criminal Defense: White Collar  The Best Lawyers in America, 2014–2015 Equal Employment Opportunity Award  The Securities and Exchange Commission, 1998 Presidential Distinguished Executive Award  The Securities and Exchange Commission, 1995 Stanley Sporkin Award  The Securities and Exchange Commission, 1993 Irving M. Pollack Award, for leadership, integrity and intellect  The Securities and Exchange Commission, 1990 New York Co-chair, Subcommittee on SEC Enforcement and Civil Litigation, American Bar Association, Business Law Section Fellow, Litigation Counsel of America, The Trial Lawyer Honorary Society Represented a major financial institution in a multiyear investigation by the SEC and foreign regulators involving credit derivatives trading, risk management and valuation practices. Represented an investment advisor and its CEO and fund manager in connection with stock manipulation and insider trading investigations by the SEC, the DOJ, the Hong Kong Securities and Futures Commission, and the Japan Securities and Exchange Surveillance Commission. Represented an SEC-registered credit rating agency in connection with industry-wide investigations being conducted by the SEC and the New York Attorney General concerning potential ratings shopping. Represented the audit committee of a public company in a sweeping internal investigation involving complex accounting and internal control issues. Represented a state's Department of the Treasury in connection with an SEC investigation involving disclosures in the state's municipal bond offerings. Represented numerous senior executives in SEC and/or DOJ investigations involving insider trading, financial fraud, FCPA, and broker-dealer or investment advisor regulatory issues.","searchable_name":"Carmen Lawrence","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":101,"capability_group_featured":null,"home_page_featured":null},{"id":446391,"version":1,"owner_type":"Person","owner_id":2233,"payload":{"bio":"\u003cp\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eBrandt Leibe is an experienced\u0026nbsp;white-collar defense attorney and government investigations specialist, representing clients in high-stakes federal and state investigations, complex civil matters, and corporate internal inquiries. A partner in King \u0026amp; Spalding's Special Matters and Investigations practice, Brandt provides strategic defense and compliance counseling for companies, executives, and professionals facing scrutiny from U.S. Attorneys' Offices, the Department of Justice (DOJ), Securities and Exchange Commission (SEC), state attorneys general, and other authorities.\u0026nbsp;[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eBrandt defends clients in criminal and civil investigations spanning healthcare fraud, corruption, consumer protection laws, trade and export controls, and antitrust enforcement. His practice includes:\u003c/p\u003e\n\u003cul\u003e\n\u003cli\u003eWhite-Collar Criminal Defense:\u0026nbsp;Representing companies and executives in DOJ, SEC, and state investigations.\u003c/li\u003e\n\u003cli\u003eHealthcare Fraud \u0026amp; Compliance: Defending manufacturers and providers in False Claims Act (FCA) cases, qui tam whistleblower litigation, and parallel criminal, civil, and regulatory investigations.\u003c/li\u003e\n\u003cli\u003eFCPA Anticorruption \u0026amp; Corporate Compliance: Advising companies on anticorruption compliance and enforcement risks.\u003c/li\u003e\n\u003cli\u003eTrade \u0026amp; Export Controls:\u0026nbsp;Defending companies in DOJ, FTC, and global regulatory actions related to international trade and export controls.\u003c/li\u003e\n\u003cli\u003eSuspension \u0026amp; Debarment: Representing companies and individuals to avoid suspension and debarment by the U.S. government and multinational development banks.\u003c/li\u003e\n\u003cli\u003eAudit Committee Matters: Advising committees of boards of directors on internal investigations related to accounting fraud and other alleged impropriety.\u0026nbsp;\u003c/li\u003e\n\u003c/ul\u003e\n\u003cp\u003eBrandt has litigated cases across all levels of federal courts, including U.S. district courts, courts of appeals, and the U.S. Supreme Court. His experience spans bankruptcy litigation, corporate disputes, and complex federal criminal cases.\u003c/p\u003e\n\u003cp\u003eBrandt is recognized by Chambers USA (Litigation - White-Collar Crime \u0026amp; Government Investigations), Lexology Index (Investigations), Who's Who Legal (Investigations),\u0026nbsp;and Legal 500 (White-Collar Criminal Defense) for his outstanding work in corporate and individual defense.\u003c/p\u003e\n\u003cp\u003eBefore joining King \u0026amp; Spalding, Brandt clerked for Justice Clarence Thomas of the U.S. Supreme Court and Judge J. Michael Luttig of the U.S. Court of Appeals for the Fourth Circuit.\u003c/p\u003e","slug":"brandt-leibe","email":"bleibe@kslaw.com","phone":null,"matters":["\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003eJohnson \u0026amp; Johnson\u003c/strong\u003e in a global resolution of multiple DOJ investigations, including criminal misbranding allegations and the settlement of False Claims Act allegations in seven \u003cem data-redactor-tag=\"em\"\u003equi tam\u003c/em\u003e complaints. Led the concurrent settlement of administrative claims by the Department of Health and Human Services Office of Inspector General through a Corporate Integrity Agreement; state claims alleged by Medicaid Fraud Control Units; and multi-state and individual state consumer protection claims and lawsuits.\u003c/p\u003e","\u003cp\u003eConducted Foreign Corrupt Practices Act diligence on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ean\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003einternational telecommunications company\u003c/strong\u003e following several large acquisitions.\u003c/p\u003e","\u003cp\u003eOn behalf of \u003cstrong data-redactor-tag=\"strong\"\u003eseveral leading pharmaceutical manufacturers\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e,\u003c/strong\u003e resolved investigations into promotional practices by the DOJ and multiple U.S. Attorneys\u0026rsquo; Offices, the FDA, the Office of Inspector General of the Department of Health and Human Services, and various state attorneys general, as well as parallel federal False Claims Act \u003cem data-redactor-tag=\"em\"\u003equi tam\u003c/em\u003e litigation.\u003c/p\u003e","\u003cp\u003eAdvised \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 250 energy companies\u003c/strong\u003e on Foreign Corrupt Practices Act compliance and related internal investigations.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003emedical device manufacturer\u003c/strong\u003e in parallel DOJ and SEC investigations of Foreign Corrupt Practices Act issues.\u003c/p\u003e","\u003cp\u003eLed internal investigations into allegations of corruption in Latin American countries on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003eseveral large corporate clients\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eConducted Foreign Corrupt Practices Act due diligence for mergers and acquisitions in the energy sector on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 500 company\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eleading energy services company\u003c/strong\u003e in an internal investigation into Foreign Corrupt Practices Act issues and advocacy before the DOJ and SEC.\u003c/p\u003e","\u003cp\u003eSuccessfully resolved parallel civil and criminal investigation by the DOJ on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003ephysician-owned hospital\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eglobal financial institution\u003c/strong\u003e in parallel investigations by the DOJ, SEC, New York Federal Reserve Bank, New York Department of Financial Services, and other domestic and foreign regulatory agencies.\u003c/p\u003e","\u003cp\u003eServed as \u003cstrong data-redactor-tag=\"strong\"\u003ecounsel to the Independent Consultant\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003efor a national bank\u003c/strong\u003e in the Independent Foreclosure Review overseen by the OCC and the Federal Reserve Board, to advise on federal and state mortgage servicing laws, including issues related to Mortgage Electronic Registration Systems, Inc.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 100 financial institutions\u003c/strong\u003e in parallel investigations by the DOJ and other agencies, such as the SEC, IRS and OCC, as well as parallel class action litigation.\u003c/p\u003e"],"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":102,"guid":"102.capabilities","index":0,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":1,"source":"capabilities"},{"id":81,"guid":"81.capabilities","index":2,"source":"capabilities"},{"id":103,"guid":"103.capabilities","index":3,"source":"capabilities"},{"id":20,"guid":"20.capabilities","index":4,"source":"capabilities"},{"id":750,"guid":"750.smart_tags","index":5,"source":"smartTags"},{"id":80,"guid":"80.capabilities","index":6,"source":"capabilities"},{"id":766,"guid":"766.smart_tags","index":7,"source":"smartTags"},{"id":780,"guid":"780.smart_tags","index":8,"source":"smartTags"},{"id":11,"guid":"11.capabilities","index":9,"source":"capabilities"},{"id":952,"guid":"952.smart_tags","index":10,"source":"smartTags"},{"id":132,"guid":"132.capabilities","index":11,"source":"capabilities"},{"id":984,"guid":"984.smart_tags","index":12,"source":"smartTags"},{"id":1168,"guid":"1168.smart_tags","index":13,"source":"smartTags"},{"id":122,"guid":"122.capabilities","index":14,"source":"capabilities"},{"id":1188,"guid":"1188.smart_tags","index":15,"source":"smartTags"},{"id":1197,"guid":"1197.smart_tags","index":16,"source":"smartTags"},{"id":1199,"guid":"1199.smart_tags","index":17,"source":"smartTags"},{"id":125,"guid":"125.capabilities","index":18,"source":"capabilities"},{"id":1233,"guid":"1233.smart_tags","index":19,"source":"smartTags"},{"id":1327,"guid":"1327.smart_tags","index":20,"source":"smartTags"},{"id":1248,"guid":"1248.smart_tags","index":21,"source":"smartTags"},{"id":1488,"guid":"1488.smart_tags","index":22,"source":"smartTags"},{"id":1434,"guid":"1434.smart_tags","index":23,"source":"smartTags"},{"id":1206,"guid":"1206.smart_tags","index":24,"source":"smartTags"},{"id":1715,"guid":"1715.smart_tags","index":25,"source":"smartTags"}],"is_active":true,"last_name":"Leibe","nick_name":"Brandt","clerkships":[{"name":"Law Clerk, Judge J. Michael Luttig, U.S. Court of Appeals for the Fourth Circuit","years_held":"2005-2006"},{"name":"Law Clerk, Justice Clarence Thomas, Supreme Court of the United States","years_held":"2006-2007"}],"first_name":"Brandt","title_rank":9999,"updated_by":202,"law_schools":[{"id":2605,"meta":{"degree":"J.D.","honors":"","is_law_school":"1","graduation_date":"2005-01-01 00:00:00"},"order":1,"pin_order":null,"pin_expiration":null}],"middle_name":" ","name_suffix":"","recognitions":[{"title":"500 Global Leaders in Crisis Management ","detail":"Lawdragon"},{"title":"Top Ranked Lawyer, Litigation: White-Collar Crime \u0026 Government Investigations","detail":"Chambers USA, Texas 2018-2025"},{"title":"Legal 500","detail":"White-Collar Criminal Defense"},{"title":"Lexology Index - Investigations","detail":"Lexology, 2025"},{"title":"Who's Who Legal: Investigations","detail":"Who's Who Legal 2024"},{"title":"Under 40 Hot List","detail":"Benchmark Litigation, 2018-2020"},{"title":"On the Rise","detail":"Texas Lawyer, 2018"},{"title":"Rising Star: White-Collar Criminal Defense","detail":"Law360, 2015"}],"linked_in_url":"https://www.linkedin.com/in/brandt-leibe-49322532","seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eBrandt Leibe is an experienced\u0026nbsp;white-collar defense attorney and government investigations specialist, representing clients in high-stakes federal and state investigations, complex civil matters, and corporate internal inquiries. A partner in King \u0026amp; Spalding's Special Matters and Investigations practice, Brandt provides strategic defense and compliance counseling for companies, executives, and professionals facing scrutiny from U.S. Attorneys' Offices, the Department of Justice (DOJ), Securities and Exchange Commission (SEC), state attorneys general, and other authorities.\u0026nbsp;[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eBrandt defends clients in criminal and civil investigations spanning healthcare fraud, corruption, consumer protection laws, trade and export controls, and antitrust enforcement. His practice includes:\u003c/p\u003e\n\u003cul\u003e\n\u003cli\u003eWhite-Collar Criminal Defense:\u0026nbsp;Representing companies and executives in DOJ, SEC, and state investigations.\u003c/li\u003e\n\u003cli\u003eHealthcare Fraud \u0026amp; Compliance: Defending manufacturers and providers in False Claims Act (FCA) cases, qui tam whistleblower litigation, and parallel criminal, civil, and regulatory investigations.\u003c/li\u003e\n\u003cli\u003eFCPA Anticorruption \u0026amp; Corporate Compliance: Advising companies on anticorruption compliance and enforcement risks.\u003c/li\u003e\n\u003cli\u003eTrade \u0026amp; Export Controls:\u0026nbsp;Defending companies in DOJ, FTC, and global regulatory actions related to international trade and export controls.\u003c/li\u003e\n\u003cli\u003eSuspension \u0026amp; Debarment: Representing companies and individuals to avoid suspension and debarment by the U.S. government and multinational development banks.\u003c/li\u003e\n\u003cli\u003eAudit Committee Matters: Advising committees of boards of directors on internal investigations related to accounting fraud and other alleged impropriety.\u0026nbsp;\u003c/li\u003e\n\u003c/ul\u003e\n\u003cp\u003eBrandt has litigated cases across all levels of federal courts, including U.S. district courts, courts of appeals, and the U.S. Supreme Court. His experience spans bankruptcy litigation, corporate disputes, and complex federal criminal cases.\u003c/p\u003e\n\u003cp\u003eBrandt is recognized by Chambers USA (Litigation - White-Collar Crime \u0026amp; Government Investigations), Lexology Index (Investigations), Who's Who Legal (Investigations),\u0026nbsp;and Legal 500 (White-Collar Criminal Defense) for his outstanding work in corporate and individual defense.\u003c/p\u003e\n\u003cp\u003eBefore joining King \u0026amp; Spalding, Brandt clerked for Justice Clarence Thomas of the U.S. Supreme Court and Judge J. Michael Luttig of the U.S. Court of Appeals for the Fourth Circuit.\u003c/p\u003e","matters":["\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003eJohnson \u0026amp; Johnson\u003c/strong\u003e in a global resolution of multiple DOJ investigations, including criminal misbranding allegations and the settlement of False Claims Act allegations in seven \u003cem data-redactor-tag=\"em\"\u003equi tam\u003c/em\u003e complaints. Led the concurrent settlement of administrative claims by the Department of Health and Human Services Office of Inspector General through a Corporate Integrity Agreement; state claims alleged by Medicaid Fraud Control Units; and multi-state and individual state consumer protection claims and lawsuits.\u003c/p\u003e","\u003cp\u003eConducted Foreign Corrupt Practices Act diligence on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ean\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003einternational telecommunications company\u003c/strong\u003e following several large acquisitions.\u003c/p\u003e","\u003cp\u003eOn behalf of \u003cstrong data-redactor-tag=\"strong\"\u003eseveral leading pharmaceutical manufacturers\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e,\u003c/strong\u003e resolved investigations into promotional practices by the DOJ and multiple U.S. Attorneys\u0026rsquo; Offices, the FDA, the Office of Inspector General of the Department of Health and Human Services, and various state attorneys general, as well as parallel federal False Claims Act \u003cem data-redactor-tag=\"em\"\u003equi tam\u003c/em\u003e litigation.\u003c/p\u003e","\u003cp\u003eAdvised \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 250 energy companies\u003c/strong\u003e on Foreign Corrupt Practices Act compliance and related internal investigations.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003emedical device manufacturer\u003c/strong\u003e in parallel DOJ and SEC investigations of Foreign Corrupt Practices Act issues.\u003c/p\u003e","\u003cp\u003eLed internal investigations into allegations of corruption in Latin American countries on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003eseveral large corporate clients\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eConducted Foreign Corrupt Practices Act due diligence for mergers and acquisitions in the energy sector on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 500 company\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eleading energy services company\u003c/strong\u003e in an internal investigation into Foreign Corrupt Practices Act issues and advocacy before the DOJ and SEC.\u003c/p\u003e","\u003cp\u003eSuccessfully resolved parallel civil and criminal investigation by the DOJ on behalf of \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003ephysician-owned hospital\u003c/strong\u003e\u003cstrong data-redactor-tag=\"strong\"\u003e.\u003cbr /\u003e\u003c/strong\u003e\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003ea\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003eglobal financial institution\u003c/strong\u003e in parallel investigations by the DOJ, SEC, New York Federal Reserve Bank, New York Department of Financial Services, and other domestic and foreign regulatory agencies.\u003c/p\u003e","\u003cp\u003eServed as \u003cstrong data-redactor-tag=\"strong\"\u003ecounsel to the Independent Consultant\u003c/strong\u003e \u003cstrong data-redactor-tag=\"strong\"\u003efor a national bank\u003c/strong\u003e in the Independent Foreclosure Review overseen by the OCC and the Federal Reserve Board, to advise on federal and state mortgage servicing laws, including issues related to Mortgage Electronic Registration Systems, Inc.\u003c/p\u003e","\u003cp\u003eRepresented \u003cstrong data-redactor-tag=\"strong\"\u003eFortune 100 financial institutions\u003c/strong\u003e in parallel investigations by the DOJ and other agencies, such as the SEC, IRS and OCC, as well as parallel class action litigation.\u003c/p\u003e"],"recognitions":[{"title":"500 Global Leaders in Crisis Management ","detail":"Lawdragon"},{"title":"Top Ranked Lawyer, Litigation: White-Collar Crime \u0026 Government Investigations","detail":"Chambers USA, Texas 2018-2025"},{"title":"Legal 500","detail":"White-Collar Criminal Defense"},{"title":"Lexology Index - Investigations","detail":"Lexology, 2025"},{"title":"Who's Who Legal: Investigations","detail":"Who's Who Legal 2024"},{"title":"Under 40 Hot List","detail":"Benchmark Litigation, 2018-2020"},{"title":"On the Rise","detail":"Texas Lawyer, 2018"},{"title":"Rising Star: White-Collar Criminal Defense","detail":"Law360, 2015"}]},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":9761}]},"capability_group_id":2},"created_at":"2026-03-03T17:43:33.000Z","updated_at":"2026-03-03T17:43:33.000Z","searchable_text":"Leibe{{ FIELD }}{:title=\u0026gt;\"500 Global Leaders in Crisis Management \", :detail=\u0026gt;\"Lawdragon\"}{{ FIELD }}{:title=\u0026gt;\"Top Ranked Lawyer, Litigation: White-Collar Crime \u0026amp; Government Investigations\", :detail=\u0026gt;\"Chambers USA, Texas 2018-2025\"}{{ FIELD }}{:title=\u0026gt;\"Legal 500\", :detail=\u0026gt;\"White-Collar Criminal Defense\"}{{ FIELD }}{:title=\u0026gt;\"Lexology Index - Investigations\", :detail=\u0026gt;\"Lexology, 2025\"}{{ FIELD }}{:title=\u0026gt;\"Who's Who Legal: Investigations\", :detail=\u0026gt;\"Who's Who Legal 2024\"}{{ FIELD }}{:title=\u0026gt;\"Under 40 Hot List\", :detail=\u0026gt;\"Benchmark Litigation, 2018-2020\"}{{ FIELD }}{:title=\u0026gt;\"On the Rise\", :detail=\u0026gt;\"Texas Lawyer, 2018\"}{{ FIELD }}{:title=\u0026gt;\"Rising Star: White-Collar Criminal Defense\", :detail=\u0026gt;\"Law360, 2015\"}{{ FIELD }}Represented Johnson \u0026amp; Johnson in a global resolution of multiple DOJ investigations, including criminal misbranding allegations and the settlement of False Claims Act allegations in seven qui tam complaints. Led the concurrent settlement of administrative claims by the Department of Health and Human Services Office of Inspector General through a Corporate Integrity Agreement; state claims alleged by Medicaid Fraud Control Units; and multi-state and individual state consumer protection claims and lawsuits.{{ FIELD }}Conducted Foreign Corrupt Practices Act diligence on behalf of an international telecommunications company following several large acquisitions.{{ FIELD }}On behalf of several leading pharmaceutical manufacturers, resolved investigations into promotional practices by the DOJ and multiple U.S. Attorneys’ Offices, the FDA, the Office of Inspector General of the Department of Health and Human Services, and various state attorneys general, as well as parallel federal False Claims Act qui tam litigation.{{ FIELD }}Advised Fortune 250 energy companies on Foreign Corrupt Practices Act compliance and related internal investigations.{{ FIELD }}Represented a medical device manufacturer in parallel DOJ and SEC investigations of Foreign Corrupt Practices Act issues.{{ FIELD }}Led internal investigations into allegations of corruption in Latin American countries on behalf of several large corporate clients.{{ FIELD }}Conducted Foreign Corrupt Practices Act due diligence for mergers and acquisitions in the energy sector on behalf of a Fortune 500 company.{{ FIELD }}Represented a leading energy services company in an internal investigation into Foreign Corrupt Practices Act issues and advocacy before the DOJ and SEC.{{ FIELD }}Successfully resolved parallel civil and criminal investigation by the DOJ on behalf of a physician-owned hospital.{{ FIELD }}Represented a global financial institution in parallel investigations by the DOJ, SEC, New York Federal Reserve Bank, New York Department of Financial Services, and other domestic and foreign regulatory agencies.{{ FIELD }}Served as counsel to the Independent Consultant for a national bank in the Independent Foreclosure Review overseen by the OCC and the Federal Reserve Board, to advise on federal and state mortgage servicing laws, including issues related to Mortgage Electronic Registration Systems, Inc.{{ FIELD }}Represented Fortune 100 financial institutions in parallel investigations by the DOJ and other agencies, such as the SEC, IRS and OCC, as well as parallel class action litigation.{{ FIELD }} \nBrandt Leibe is an experienced white-collar defense attorney and government investigations specialist, representing clients in high-stakes federal and state investigations, complex civil matters, and corporate internal inquiries. A partner in King \u0026amp; Spalding's Special Matters and Investigations practice, Brandt provides strategic defense and compliance counseling for companies, executives, and professionals facing scrutiny from U.S. Attorneys' Offices, the Department of Justice (DOJ), Securities and Exchange Commission (SEC), state attorneys general, and other authorities. \nBrandt defends clients in criminal and civil investigations spanning healthcare fraud, corruption, consumer protection laws, trade and export controls, and antitrust enforcement. His practice includes:\n\nWhite-Collar Criminal Defense: Representing companies and executives in DOJ, SEC, and state investigations.\nHealthcare Fraud \u0026amp; Compliance: Defending manufacturers and providers in False Claims Act (FCA) cases, qui tam whistleblower litigation, and parallel criminal, civil, and regulatory investigations.\nFCPA Anticorruption \u0026amp; Corporate Compliance: Advising companies on anticorruption compliance and enforcement risks.\nTrade \u0026amp; Export Controls: Defending companies in DOJ, FTC, and global regulatory actions related to international trade and export controls.\nSuspension \u0026amp; Debarment: Representing companies and individuals to avoid suspension and debarment by the U.S. government and multinational development banks.\nAudit Committee Matters: Advising committees of boards of directors on internal investigations related to accounting fraud and other alleged impropriety. \n\nBrandt has litigated cases across all levels of federal courts, including U.S. district courts, courts of appeals, and the U.S. Supreme Court. His experience spans bankruptcy litigation, corporate disputes, and complex federal criminal cases.\nBrandt is recognized by Chambers USA (Litigation - White-Collar Crime \u0026amp; Government Investigations), Lexology Index (Investigations), Who's Who Legal (Investigations), and Legal 500 (White-Collar Criminal Defense) for his outstanding work in corporate and individual defense.\nBefore joining King \u0026amp; Spalding, Brandt clerked for Justice Clarence Thomas of the U.S. Supreme Court and Judge J. Michael Luttig of the U.S. Court of Appeals for the Fourth Circuit. Partner 500 Global Leaders in Crisis Management  Lawdragon Top Ranked Lawyer, Litigation: White-Collar Crime \u0026amp; Government Investigations Chambers USA, Texas 2018-2025 Legal 500 White-Collar Criminal Defense Lexology Index - Investigations Lexology, 2025 Who's Who Legal: Investigations Who's Who Legal 2024 Under 40 Hot List Benchmark Litigation, 2018-2020 On the Rise Texas Lawyer, 2018 Rising Star: White-Collar Criminal Defense Law360, 2015 Davidson College  Yale University Yale Law School Supreme Court of the United States U.S. Court of Appeals for the Fifth Circuit U.S. District Court for the Eastern District of Texas U.S. District Court for the Northern District of Texas U.S. District Court for the Southern District of Texas U.S. District Court for the Western District of Texas District of Columbia Texas Houston Bar Association Texas Bar Foundation, Life Fellow Federalist Society for Law \u0026amp; Public Policy Studies Law Clerk, Judge J. Michael Luttig, U.S. Court of Appeals for the Fourth Circuit Law Clerk, Justice Clarence Thomas, Supreme Court of the United States Represented Johnson \u0026amp; Johnson in a global resolution of multiple DOJ investigations, including criminal misbranding allegations and the settlement of False Claims Act allegations in seven qui tam complaints. Led the concurrent settlement of administrative claims by the Department of Health and Human Services Office of Inspector General through a Corporate Integrity Agreement; state claims alleged by Medicaid Fraud Control Units; and multi-state and individual state consumer protection claims and lawsuits. Conducted Foreign Corrupt Practices Act diligence on behalf of an international telecommunications company following several large acquisitions. On behalf of several leading pharmaceutical manufacturers, resolved investigations into promotional practices by the DOJ and multiple U.S. Attorneys’ Offices, the FDA, the Office of Inspector General of the Department of Health and Human Services, and various state attorneys general, as well as parallel federal False Claims Act qui tam litigation. Advised Fortune 250 energy companies on Foreign Corrupt Practices Act compliance and related internal investigations. Represented a medical device manufacturer in parallel DOJ and SEC investigations of Foreign Corrupt Practices Act issues. Led internal investigations into allegations of corruption in Latin American countries on behalf of several large corporate clients. Conducted Foreign Corrupt Practices Act due diligence for mergers and acquisitions in the energy sector on behalf of a Fortune 500 company. Represented a leading energy services company in an internal investigation into Foreign Corrupt Practices Act issues and advocacy before the DOJ and SEC. Successfully resolved parallel civil and criminal investigation by the DOJ on behalf of a physician-owned hospital. Represented a global financial institution in parallel investigations by the DOJ, SEC, New York Federal Reserve Bank, New York Department of Financial Services, and other domestic and foreign regulatory agencies. Served as counsel to the Independent Consultant for a national bank in the Independent Foreclosure Review overseen by the OCC and the Federal Reserve Board, to advise on federal and state mortgage servicing laws, including issues related to Mortgage Electronic Registration Systems, Inc. Represented Fortune 100 financial institutions in parallel investigations by the DOJ and other agencies, such as the SEC, IRS and OCC, as well as parallel class action litigation.","searchable_name":"Brandt Leibe","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":202,"capability_group_featured":null,"home_page_featured":null},{"id":443893,"version":1,"owner_type":"Person","owner_id":6260,"payload":{"bio":"\u003cp\u003eRoss Linzer focuses his practice on complex commercial litigation and class action defense in state and federal courts. Ross represents corporate directors and officers in shareholder and derivative class actions involving allegations of securities fraud and breach of fiduciary duties. He also has significant experience representing insurance companies at the trial and appellate levels. Holding an M.B.A., Ross brings a diverse perspective and applies strategic considerations in helping clients to navigate their complex business challenges.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eRoss has broad experience defending a variety of tort, environmental, and product liability cases in addition to his insurance defense and securities litigation experience.\u003c/p\u003e","slug":"ross-linzer","email":"rlinzer@kslaw.com","phone":null,"matters":null,"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":74,"guid":"74.capabilities","index":0,"source":"capabilities"},{"id":19,"guid":"19.capabilities","index":1,"source":"capabilities"},{"id":5,"guid":"5.capabilities","index":2,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":3,"source":"capabilities"},{"id":699,"guid":"699.smart_tags","index":4,"source":"smartTags"},{"id":24,"guid":"24.capabilities","index":5,"source":"capabilities"},{"id":20,"guid":"20.capabilities","index":6,"source":"capabilities"},{"id":103,"guid":"103.capabilities","index":7,"source":"capabilities"},{"id":3,"guid":"3.capabilities","index":8,"source":"capabilities"},{"id":607,"guid":"607.smart_tags","index":9,"source":"smartTags"}],"is_active":true,"last_name":"Linzer","nick_name":"Ross","clerkships":[],"first_name":"Ross","title_rank":9999,"updated_by":202,"law_schools":[{"id":247,"meta":{"degree":"J.D.","honors":"","is_law_school":"1","graduation_date":"2007-01-01 00:00:00"},"order":1,"pin_order":null,"pin_expiration":null}],"middle_name":" ","name_suffix":"","recognitions":[{"title":"Named a “Rising Star” for Class Action/Mass Torts in Florida ","detail":"Super Lawyers Magazine, 2013-2022"},{"title":"Recognized as one of the “40 Under 40” Outstanding Lawyers of South Florida","detail":"Cystic Fibrosis Foundation, 2016"}],"linked_in_url":null,"seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003eRoss Linzer focuses his practice on complex commercial litigation and class action defense in state and federal courts. Ross represents corporate directors and officers in shareholder and derivative class actions involving allegations of securities fraud and breach of fiduciary duties. He also has significant experience representing insurance companies at the trial and appellate levels. Holding an M.B.A., Ross brings a diverse perspective and applies strategic considerations in helping clients to navigate their complex business challenges.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eRoss has broad experience defending a variety of tort, environmental, and product liability cases in addition to his insurance defense and securities litigation experience.\u003c/p\u003e","recognitions":[{"title":"Named a “Rising Star” for Class Action/Mass Torts in Florida ","detail":"Super Lawyers Magazine, 2013-2022"},{"title":"Recognized as one of the “40 Under 40” Outstanding Lawyers of South Florida","detail":"Cystic Fibrosis Foundation, 2016"}]},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":9671}]},"capability_group_id":3},"created_at":"2025-12-05T05:00:10.000Z","updated_at":"2025-12-05T05:00:10.000Z","searchable_text":"Linzer{{ FIELD }}{:title=\u0026gt;\"Named a “Rising Star” for Class Action/Mass Torts in Florida \", :detail=\u0026gt;\"Super Lawyers Magazine, 2013-2022\"}{{ FIELD }}{:title=\u0026gt;\"Recognized as one of the “40 Under 40” Outstanding Lawyers of South Florida\", :detail=\u0026gt;\"Cystic Fibrosis Foundation, 2016\"}{{ FIELD }}Ross Linzer focuses his practice on complex commercial litigation and class action defense in state and federal courts. Ross represents corporate directors and officers in shareholder and derivative class actions involving allegations of securities fraud and breach of fiduciary duties. He also has significant experience representing insurance companies at the trial and appellate levels. Holding an M.B.A., Ross brings a diverse perspective and applies strategic considerations in helping clients to navigate their complex business challenges.\nRoss has broad experience defending a variety of tort, environmental, and product liability cases in addition to his insurance defense and securities litigation experience. Partner Named a “Rising Star” for Class Action/Mass Torts in Florida  Super Lawyers Magazine, 2013-2022 Recognized as one of the “40 Under 40” Outstanding Lawyers of South Florida Cystic Fibrosis Foundation, 2016 Washington University in St. Louis Washington University in St. Louis School of Law Boston University Boston University School of Law Boston University Boston University School of Law U.S. Court of Appeals for the Second Circuit U.S. Court of Appeals for the Ninth Circuit U.S. Court of Appeals for the Eleventh Circuit U.S. District Court for the Central District of Illinois U.S. District Court for the Southern District of Illinois U.S. District Court for the Eastern District of Missouri U.S. District Court for the Middle District of Florida U.S. District Court for the Northern District of Florida U.S. District Court for the Southern District of Florida Florida Illinois Missouri American Bar Association, Member The Florida Bar, Member Miami Dade Bar, Member The Missouri Bar, Member The Bar Association of Metropolitan St. Louis, Member Jewish Educational Loan Fund, Board Member Washington University in St. Louis, Eliot Society, Member Greater Miami Jewish Federation, Jewish Community Relations Council Member Anti-Defamation League, Glass Leadership Institute, Alumnus","searchable_name":"Ross Linzer","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":202,"capability_group_featured":null,"home_page_featured":null},{"id":442779,"version":1,"owner_type":"Person","owner_id":5440,"payload":{"bio":"\u003cp\u003eAaron Lipson counsels public companies, investment advisers, broker-dealers, accounting firms, private funds, and individuals facing complex government investigations.\u0026nbsp; Aaron also assists regulated entities with compliance matters and advises boards of directors with respect to independent investigations and disclosure matters.\u003c/p\u003e\n\u003cp\u003eA partner in our Special Matters and Government Investigations practice, Aaron brings nearly 15 years of experience as a senior enforcement official at the U.S. Securities and Exchange Commission (SEC) where he led the enforcement program for the SEC\u0026rsquo;s Atlanta Regional Office.\u0026nbsp; Aaron oversaw a wide variety of investigations including those related to financial fraud, manipulative market practices, insider trading, cyber-intrusions, breaches of fiduciary duty, failures to disclose conflicts of interest, and unregistered offerings. \u0026nbsp;[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eAs an Associate Director in the SEC\u0026rsquo;s Division of Enforcement, Aaron supervised a team of over 60 attorneys, accountants and other professionals.\u0026nbsp; In addition to having primary responsibility for all regional investigations, Aaron exercised significant oversight with respect to the SEC\u0026rsquo;s Wells process and whistleblower and cooperation programs.\u003c/p\u003e\n\u003cp\u003eAaron also routinely partnered with federal and state law enforcement and regulatory agencies throughout the nation, including the U.S. Department of Justice, various U.S. Attorney\u0026rsquo;s Offices, the Federal Bureau of Investigation, the U.S. Secret Service, the U.S. Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the U.S. Department of Labor, and the Public Company Accounting Oversight Board among others.\u0026nbsp; These agencies regularly invited Aaron to conduct trainings for their staff on white collar investigative practices and emerging issues in financial regulation.\u003c/p\u003e\n\u003cp\u003eWhile at the SEC, Aaron was a senior manager in the agency\u0026rsquo;s Complex Financial Instruments Specialized Enforcement Unit, focusing on securitizations and the retail marketing of structured products.\u0026nbsp; Aaron also led one of the SEC\u0026rsquo;s intra-agency working groups that focused on cross-border transactions as well as attorney and auditor liability.\u0026nbsp; At times, Aaron represented the agency on the President\u0026rsquo;s Financial Fraud Task Force and the RMBS Working Group.\u0026nbsp; In this capacity, Aaron played key roles in several of the most significant multi-agency coordinated investigations and criminal prosecutions arising from the financial crisis.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eAaron is also an adjunct professor at the Emory University School of Law, where he co-teaches an upper level class focused on securities enforcement and government investigations.\u003c/p\u003e\n\u003cp\u003ePrior to joining the SEC, Aaron was an associate from 2000 \u0026ndash; 2004 at an Atlanta law firm specializing in financial services litigation.\u003c/p\u003e","slug":"aaron-lipson","email":"alipson@kslaw.com","phone":null,"matters":null,"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":20,"guid":"20.capabilities","index":0,"source":"capabilities"},{"id":11,"guid":"11.capabilities","index":1,"source":"capabilities"},{"id":78,"guid":"78.capabilities","index":2,"source":"capabilities"},{"id":81,"guid":"81.capabilities","index":3,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":4,"source":"capabilities"},{"id":765,"guid":"765.smart_tags","index":5,"source":"smartTags"},{"id":699,"guid":"699.smart_tags","index":6,"source":"smartTags"},{"id":766,"guid":"766.smart_tags","index":7,"source":"smartTags"},{"id":952,"guid":"952.smart_tags","index":8,"source":"smartTags"},{"id":1165,"guid":"1165.smart_tags","index":9,"source":"smartTags"},{"id":122,"guid":"122.capabilities","index":10,"source":"capabilities"},{"id":123,"guid":"123.capabilities","index":11,"source":"capabilities"},{"id":1199,"guid":"1199.smart_tags","index":12,"source":"smartTags"},{"id":1204,"guid":"1204.smart_tags","index":13,"source":"smartTags"},{"id":126,"guid":"126.capabilities","index":14,"source":"capabilities"},{"id":1241,"guid":"1241.smart_tags","index":15,"source":"smartTags"}],"is_active":true,"last_name":"Lipson","nick_name":"Aaron","clerkships":[],"first_name":"Aaron","title_rank":9999,"updated_by":101,"law_schools":[],"middle_name":"W.","name_suffix":"","recognitions":[{"title":"Council of the Inspectors General on Integrity and Efficiency Award for Excellence in Investigations","detail":""},{"title":"SEC’s Chairman’s Award for Excellence","detail":""},{"title":"SEC’s Ellen B. Ross Award","detail":""}],"linked_in_url":"https://www.linkedin.com/in/aaron-lipson-29b08115/","seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003eAaron Lipson counsels public companies, investment advisers, broker-dealers, accounting firms, private funds, and individuals facing complex government investigations.\u0026nbsp; Aaron also assists regulated entities with compliance matters and advises boards of directors with respect to independent investigations and disclosure matters.\u003c/p\u003e\n\u003cp\u003eA partner in our Special Matters and Government Investigations practice, Aaron brings nearly 15 years of experience as a senior enforcement official at the U.S. Securities and Exchange Commission (SEC) where he led the enforcement program for the SEC\u0026rsquo;s Atlanta Regional Office.\u0026nbsp; Aaron oversaw a wide variety of investigations including those related to financial fraud, manipulative market practices, insider trading, cyber-intrusions, breaches of fiduciary duty, failures to disclose conflicts of interest, and unregistered offerings. \u0026nbsp;[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eAs an Associate Director in the SEC\u0026rsquo;s Division of Enforcement, Aaron supervised a team of over 60 attorneys, accountants and other professionals.\u0026nbsp; In addition to having primary responsibility for all regional investigations, Aaron exercised significant oversight with respect to the SEC\u0026rsquo;s Wells process and whistleblower and cooperation programs.\u003c/p\u003e\n\u003cp\u003eAaron also routinely partnered with federal and state law enforcement and regulatory agencies throughout the nation, including the U.S. Department of Justice, various U.S. Attorney\u0026rsquo;s Offices, the Federal Bureau of Investigation, the U.S. Secret Service, the U.S. Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the U.S. Department of Labor, and the Public Company Accounting Oversight Board among others.\u0026nbsp; These agencies regularly invited Aaron to conduct trainings for their staff on white collar investigative practices and emerging issues in financial regulation.\u003c/p\u003e\n\u003cp\u003eWhile at the SEC, Aaron was a senior manager in the agency\u0026rsquo;s Complex Financial Instruments Specialized Enforcement Unit, focusing on securitizations and the retail marketing of structured products.\u0026nbsp; Aaron also led one of the SEC\u0026rsquo;s intra-agency working groups that focused on cross-border transactions as well as attorney and auditor liability.\u0026nbsp; At times, Aaron represented the agency on the President\u0026rsquo;s Financial Fraud Task Force and the RMBS Working Group.\u0026nbsp; In this capacity, Aaron played key roles in several of the most significant multi-agency coordinated investigations and criminal prosecutions arising from the financial crisis.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eAaron is also an adjunct professor at the Emory University School of Law, where he co-teaches an upper level class focused on securities enforcement and government investigations.\u003c/p\u003e\n\u003cp\u003ePrior to joining the SEC, Aaron was an associate from 2000 \u0026ndash; 2004 at an Atlanta law firm specializing in financial services litigation.\u003c/p\u003e","recognitions":[{"title":"Council of the Inspectors General on Integrity and Efficiency Award for Excellence in Investigations","detail":""},{"title":"SEC’s Chairman’s Award for Excellence","detail":""},{"title":"SEC’s Ellen B. Ross Award","detail":""}]},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":10003}]},"capability_group_id":2},"created_at":"2025-11-13T04:57:01.000Z","updated_at":"2025-11-13T04:57:01.000Z","searchable_text":"Lipson{{ FIELD }}{:title=\u0026gt;\"Council of the Inspectors General on Integrity and Efficiency Award for Excellence in Investigations\", :detail=\u0026gt;\"\"}{{ FIELD }}{:title=\u0026gt;\"SEC’s Chairman’s Award for Excellence\", :detail=\u0026gt;\"\"}{{ FIELD }}{:title=\u0026gt;\"SEC’s Ellen B. Ross Award\", :detail=\u0026gt;\"\"}{{ FIELD }}Aaron Lipson counsels public companies, investment advisers, broker-dealers, accounting firms, private funds, and individuals facing complex government investigations.  Aaron also assists regulated entities with compliance matters and advises boards of directors with respect to independent investigations and disclosure matters.\nA partner in our Special Matters and Government Investigations practice, Aaron brings nearly 15 years of experience as a senior enforcement official at the U.S. Securities and Exchange Commission (SEC) where he led the enforcement program for the SEC’s Atlanta Regional Office.  Aaron oversaw a wide variety of investigations including those related to financial fraud, manipulative market practices, insider trading, cyber-intrusions, breaches of fiduciary duty, failures to disclose conflicts of interest, and unregistered offerings.  \nAs an Associate Director in the SEC’s Division of Enforcement, Aaron supervised a team of over 60 attorneys, accountants and other professionals.  In addition to having primary responsibility for all regional investigations, Aaron exercised significant oversight with respect to the SEC’s Wells process and whistleblower and cooperation programs.\nAaron also routinely partnered with federal and state law enforcement and regulatory agencies throughout the nation, including the U.S. Department of Justice, various U.S. Attorney’s Offices, the Federal Bureau of Investigation, the U.S. Secret Service, the U.S. Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the U.S. Department of Labor, and the Public Company Accounting Oversight Board among others.  These agencies regularly invited Aaron to conduct trainings for their staff on white collar investigative practices and emerging issues in financial regulation.\nWhile at the SEC, Aaron was a senior manager in the agency’s Complex Financial Instruments Specialized Enforcement Unit, focusing on securitizations and the retail marketing of structured products.  Aaron also led one of the SEC’s intra-agency working groups that focused on cross-border transactions as well as attorney and auditor liability.  At times, Aaron represented the agency on the President’s Financial Fraud Task Force and the RMBS Working Group.  In this capacity, Aaron played key roles in several of the most significant multi-agency coordinated investigations and criminal prosecutions arising from the financial crisis. \nAaron is also an adjunct professor at the Emory University School of Law, where he co-teaches an upper level class focused on securities enforcement and government investigations.\nPrior to joining the SEC, Aaron was an associate from 2000 – 2004 at an Atlanta law firm specializing in financial services litigation. Partner Council of the Inspectors General on Integrity and Efficiency Award for Excellence in Investigations  SEC’s Chairman’s Award for Excellence  SEC’s Ellen B. Ross Award  Yale University Yale Law School University of Georgia University of Georgia School of Law Georgia Association of Certified Fraud Examiners","searchable_name":"Aaron W. Lipson","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":101,"capability_group_featured":null,"home_page_featured":null},{"id":444703,"version":1,"owner_type":"Person","owner_id":6188,"payload":{"bio":"\u003cp\u003eSophia A. Luby represents clients in regulatory proceedings, internal investigations, and complex commercial litigation.\u0026nbsp; Sophia frequently represents international and domestic accounting firms and individual accountants in litigation, arbitration, and regulatory investigations brought by the US Securities \u0026amp; Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and state authorities. She also has experience representing companies and individuals in SEC enforcement actions.\u003c/p\u003e","slug":"sophia-luby","email":"sluby@kslaw.com","phone":null,"matters":null,"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":18,"guid":"18.capabilities","index":0,"source":"capabilities"},{"id":20,"guid":"20.capabilities","index":1,"source":"capabilities"},{"id":5,"guid":"5.capabilities","index":2,"source":"capabilities"},{"id":11,"guid":"11.capabilities","index":3,"source":"capabilities"},{"id":81,"guid":"81.capabilities","index":4,"source":"capabilities"},{"id":132,"guid":"132.capabilities","index":5,"source":"capabilities"},{"id":107,"guid":"107.capabilities","index":6,"source":"capabilities"},{"id":1241,"guid":"1241.smart_tags","index":7,"source":"smartTags"}],"is_active":true,"last_name":"Luby","nick_name":"Sophia","clerkships":[],"first_name":"Sophia","title_rank":9999,"updated_by":202,"law_schools":[{"id":753,"meta":{"degree":"J.D.","honors":"high honors","is_law_school":"1","graduation_date":"2017-01-01 00:00:00"},"order":1,"pin_order":null,"pin_expiration":null}],"middle_name":" ","name_suffix":"","recognitions":null,"linked_in_url":null,"seodescription":null,"primary_title_id":15,"translated_fields":{"en":{"bio":"\u003cp\u003eSophia A. Luby represents clients in regulatory proceedings, internal investigations, and complex commercial litigation.\u0026nbsp; Sophia frequently represents international and domestic accounting firms and individual accountants in litigation, arbitration, and regulatory investigations brought by the US Securities \u0026amp; Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and state authorities. She also has experience representing companies and individuals in SEC enforcement actions.\u003c/p\u003e"},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":12017}]},"capability_group_id":2},"created_at":"2026-01-02T16:00:42.000Z","updated_at":"2026-01-02T16:00:42.000Z","searchable_text":"Luby{{ FIELD }}Sophia A. Luby represents clients in regulatory proceedings, internal investigations, and complex commercial litigation.  Sophia frequently represents international and domestic accounting firms and individual accountants in litigation, arbitration, and regulatory investigations brought by the US Securities \u0026amp; Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and state authorities. She also has experience representing companies and individuals in SEC enforcement actions. Partner Emory University Emory University School of Law George Washington University George Washington University Law School District of Columbia","searchable_name":"Sophia Luby","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":202,"capability_group_featured":null,"home_page_featured":null},{"id":438195,"version":1,"owner_type":"Person","owner_id":7219,"payload":{"bio":"\u003cp\u003eWith a focus on aligning legal strategies with clients\u0026rsquo; commercial objectives, Dustin partners with investment managers and institutional investors to deliver tailored solutions that address their unique business and regulatory needs.\u003c/p\u003e\n\u003cp\u003eDustin brings a client-focused perspective informed by his extensive experience advising fund sponsors and investors across diverse asset classes. He regularly counsels both established and emerging managers on innovative fundraising strategies, drawing on his deep understanding of private fund structures to support clients in traditional and alternative investment sectors. His work includes guiding clients through complex fund formations, investor negotiations and ongoing compliance concerns, ensuring practical solutions that align with their strategic goals. This approach, combined with his ability to address intricate regulatory landscapes, enables Dustin to deliver sophisticated, results-driven advice to the firm's investment management clients.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eDustin specializes in the structuring, formation, and ongoing operations of a diverse range of private investment vehicles, including private equity funds, real estate funds, credit funds, venture funds, hedge funds, and hybrid funds. He provides comprehensive counsel to fund sponsors, investment managers and institutional investors, navigating complex regulatory and commercial challenges. His expertise encompasses fund and tax structuring, registered investment adviser compliance, private securities offerings, foreign private offering exemptions, ERISA considerations, and privacy regulations.\u003c/p\u003e","slug":"dustin-littrell","email":"dlittrell@kslaw.com","phone":null,"matters":null,"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":78,"guid":"78.capabilities","index":0,"source":"capabilities"},{"id":33,"guid":"33.capabilities","index":1,"source":"capabilities"},{"id":75,"guid":"75.capabilities","index":2,"source":"capabilities"},{"id":80,"guid":"80.capabilities","index":3,"source":"capabilities"},{"id":36,"guid":"36.capabilities","index":4,"source":"capabilities"},{"id":20,"guid":"20.capabilities","index":5,"source":"capabilities"},{"id":133,"guid":"133.capabilities","index":6,"source":"capabilities"},{"id":118,"guid":"118.capabilities","index":7,"source":"capabilities"},{"id":1233,"guid":"1233.smart_tags","index":8,"source":"smartTags"}],"is_active":true,"last_name":"Littrell","nick_name":"Dustin","clerkships":[],"first_name":"Dustin","title_rank":9999,"updated_by":202,"law_schools":[],"middle_name":" ","name_suffix":"","recognitions":null,"linked_in_url":null,"seodescription":null,"primary_title_id":14,"translated_fields":{"en":{"bio":"\u003cp\u003eWith a focus on aligning legal strategies with clients\u0026rsquo; commercial objectives, Dustin partners with investment managers and institutional investors to deliver tailored solutions that address their unique business and regulatory needs.\u003c/p\u003e\n\u003cp\u003eDustin brings a client-focused perspective informed by his extensive experience advising fund sponsors and investors across diverse asset classes. He regularly counsels both established and emerging managers on innovative fundraising strategies, drawing on his deep understanding of private fund structures to support clients in traditional and alternative investment sectors. His work includes guiding clients through complex fund formations, investor negotiations and ongoing compliance concerns, ensuring practical solutions that align with their strategic goals. This approach, combined with his ability to address intricate regulatory landscapes, enables Dustin to deliver sophisticated, results-driven advice to the firm's investment management clients.[[--readmore--]]\u003c/p\u003e\n\u003cp\u003eDustin specializes in the structuring, formation, and ongoing operations of a diverse range of private investment vehicles, including private equity funds, real estate funds, credit funds, venture funds, hedge funds, and hybrid funds. He provides comprehensive counsel to fund sponsors, investment managers and institutional investors, navigating complex regulatory and commercial challenges. His expertise encompasses fund and tax structuring, registered investment adviser compliance, private securities offerings, foreign private offering exemptions, ERISA considerations, and privacy regulations.\u003c/p\u003e"},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":13004}]},"capability_group_id":1},"created_at":"2025-09-24T22:01:12.000Z","updated_at":"2025-09-24T22:01:12.000Z","searchable_text":"Littrell{{ FIELD }}With a focus on aligning legal strategies with clients’ commercial objectives, Dustin partners with investment managers and institutional investors to deliver tailored solutions that address their unique business and regulatory needs.\nDustin brings a client-focused perspective informed by his extensive experience advising fund sponsors and investors across diverse asset classes. He regularly counsels both established and emerging managers on innovative fundraising strategies, drawing on his deep understanding of private fund structures to support clients in traditional and alternative investment sectors. His work includes guiding clients through complex fund formations, investor negotiations and ongoing compliance concerns, ensuring practical solutions that align with their strategic goals. This approach, combined with his ability to address intricate regulatory landscapes, enables Dustin to deliver sophisticated, results-driven advice to the firm's investment management clients.\nDustin specializes in the structuring, formation, and ongoing operations of a diverse range of private investment vehicles, including private equity funds, real estate funds, credit funds, venture funds, hedge funds, and hybrid funds. He provides comprehensive counsel to fund sponsors, investment managers and institutional investors, navigating complex regulatory and commercial challenges. His expertise encompasses fund and tax structuring, registered investment adviser compliance, private securities offerings, foreign private offering exemptions, ERISA considerations, and privacy regulations. Counsel Evangel University  University of Oregon University of Oregon School of Law Texas","searchable_name":"Dustin Littrell","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":202,"capability_group_featured":null,"home_page_featured":null},{"id":442751,"version":1,"owner_type":"Person","owner_id":6263,"payload":{"bio":"\u003cp\u003eJack is an Associate in the Special Matters and Government Investigations practice. His practice focuses on internal and government investigations, white-collar criminal defense, and related civil litigation. Jack has experience representing clients in matters before the U.S. Department of Justice, Securities and Exchange Commission, and state attorneys general.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eHe also advises clients on compliance in a variety of areas, including anti-money laundering, data privacy, and AI governance. He is a Certified Information Privacy Professional (CIPP/US).\u003c/p\u003e","slug":"john-leahey","email":"jleahey@kslaw.com","phone":null,"matters":null,"taggings":{"tags":[],"meta_tags":[]},"expertise":[{"id":81,"guid":"81.capabilities","index":0,"source":"capabilities"},{"id":11,"guid":"11.capabilities","index":1,"source":"capabilities"},{"id":6,"guid":"6.capabilities","index":2,"source":"capabilities"},{"id":24,"guid":"24.capabilities","index":3,"source":"capabilities"},{"id":20,"guid":"20.capabilities","index":4,"source":"capabilities"}],"is_active":true,"last_name":"Leahey","nick_name":"Jack","clerkships":[],"first_name":"John","title_rank":9999,"updated_by":202,"law_schools":[{"id":824,"meta":{"degree":"J.D.","honors":"","is_law_school":"1","graduation_date":null},"order":1,"pin_order":null,"pin_expiration":null}],"middle_name":" ","name_suffix":"","recognitions":null,"linked_in_url":null,"seodescription":null,"primary_title_id":2,"translated_fields":{"en":{"bio":"\u003cp\u003eJack is an Associate in the Special Matters and Government Investigations practice. His practice focuses on internal and government investigations, white-collar criminal defense, and related civil litigation. Jack has experience representing clients in matters before the U.S. Department of Justice, Securities and Exchange Commission, and state attorneys general.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eHe also advises clients on compliance in a variety of areas, including anti-money laundering, data privacy, and AI governance. He is a Certified Information Privacy Professional (CIPP/US).\u003c/p\u003e"},"locales":["en"]},"secondary_title_id":null,"upload_assignments":{"headshot":[{"id":11336}]},"capability_group_id":2},"created_at":"2025-11-13T04:56:15.000Z","updated_at":"2025-11-13T04:56:15.000Z","searchable_text":"Leahey{{ FIELD }}Jack is an Associate in the Special Matters and Government Investigations practice. His practice focuses on internal and government investigations, white-collar criminal defense, and related civil litigation. Jack has experience representing clients in matters before the U.S. Department of Justice, Securities and Exchange Commission, and state attorneys general. \nHe also advises clients on compliance in a variety of areas, including anti-money laundering, data privacy, and AI governance. He is a Certified Information Privacy Professional (CIPP/US). Associate Princeton University  Harvard University Harvard Law School New York International Association of Privacy Professionals","searchable_name":"John Leahey (Jack)","is_active":true,"featured":null,"publish_date":null,"expiration_date":null,"blog_featured":null,"published_by":202,"capability_group_featured":null,"home_page_featured":null}]}}