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Financial Industry Regulatory Authority (FINRA)
News 8 results
Press Release
October 16, 2025
Bank Regulatory Partner Kim Prior Joins King & Spalding in New York
In the News · Source: Financial Planning
December 13, 2024
Russell Sacks comments on FINRA's deadline for designating special home offices where supervisory functions take place
In the News · Source: Financial Planning
In the News · Source: MarketWatch
In the News · Source: AlphaWeek
In the News · Source: ThinkAdvisor and Financial Planning
May 31, 2024
Russell Sacks discusses the Financial Industry Regulatory Authority’s new Residential Supervisory Location rule
Press Release
April 23, 2024
Securities Regulation Partner Emily Gordy Joins King & Spalding in Washington, D.C.
In the News · Source: Law360, National Law Journal, Bloomberg Law, Thomson Reuters Westlaw Today, Global Legal Chronicle, ICLG, abfjournal, Securities Docket, Attorney at Law Magazine and Asset Servicing Times
April 23, 2024
Securities regulation lawyer Emily Gordy joins the firm’s Special Matters and Government Investigations group in Washington, D.C.