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Financial Industry Regulatory Authority (FINRA)
News 3 results
In the News · Source: Thomson Reuters Regulatory Intelligence
May 3, 2019
Richard Margolies discusses FINRA's first self-reporting initiative―college 529-plan violations
In the News · Source: MarketWatch
April 30, 2019
Russ Ryan explains why FINRA is concerned that some firms might be recommending unsuitable 529 plans with higher annual costs
Press Release
September 18, 2018
Former SEC and FINRA Official Russ Ryan Returns to King & Spalding