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Financial Services Regulation
News 48 results
Cases & Deals
July 14, 2025
ARM Submits FINRA Comment Letters
In the News · Source: Corporate Compliance Insights
Press Release
June 2, 2025
King & Spalding Further Expands London Finance Practice with Addition of Finance Lawyer Dan Marcus
In the News · Source: Law360, Solicitors Journal, Legal Business, The Drawdown, IFLR and The American Lawyer
June 2, 2025
Structured finance partner Dan Marcus joins the firm’s Finance and Restructuring practice group in London
In the News · Source: Law.com International, The Lawyer, CDR and Solicitors Journal
April 1, 2025
Financial services litigation partner Jonathan Swil joins the firm’s International Disputes practice group in London
Press Release
April 1, 2025
Financial Services Litigation Partner Jonathan Swil Joins King & Spalding in London
In the News · Source: Financial Planning
December 13, 2024
Russell Sacks comments on FINRA's deadline for designating special home offices where supervisory functions take place
In the News · Source: Institutional Investor
In the News · Source: Solicitors Journal
October 1, 2024
Financial services regulatory and compliance partner Costa Burkov joins the firm’s Corporate practice group in London
Press Release
September 30, 2024
King & Spalding Adds Financial Services Regulatory and Compliance Partner Costa Burkov in London
In the News · Source: Law360, The Deal, ICLG, Connect Money, Asia Business Law Journal, Legal Desire, Global Legal Chronicle and Energy Global
September 24, 2024
Jonathan Melmed, Aaron Hullman and Amit Kataria advise Macquarie Asset Management on its agreement to invest up to $1.725B in D. E. Shaw Renewable Investments
In the News · Source: Law360 and Global Investigations Review
September 23, 2024
David Willingham advises Atom Investors on its settlement with the SEC over recordkeeping practices