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Craig Carpenito
Insights 17 results
Article · Source: Law360
March 26, 2025
Include State And Local Enforcers In Cartel Risk Evaluations
Client Alert
Article · Source: Corporate Compliance Insights
March 4, 2024
SEC Broadens Definition of ‘Dealer’
Client Alert
February 9, 2024
SEC Adopts Rules Requiring Certain Trading Entities, Including Certain Investment Advisers and Private Funds, to Register as Broker-Dealers
Client Alert
February 8, 2024
SEC Approves FINRA Supervisory Control Rules Expanding Remote Work Options for Broker-Dealers
Thought Leadership
February 2, 2024
Craig Carpenito Appointed to U.S. District Court Lawyers Advisory Committee
Article · Source: International Comparative Legal Guide
January 25, 2024
Data Analytics: The New Frontier of DOJ Investigations
Feature
December 13, 2023
General Counsel’s Decision Tree for Internal Investigations for the Financial Services Industry
Feature
December 12, 2023
General Counsel’s Decision Tree for Internal Investigations for the Life Sciences Industry
Feature
November 9, 2023
General Counsel’s Decision Tree for Internal Investigations for the Healthcare Industry
Feature
September 21, 2023
General Counsel’s Decision Tree for Internal Investigations
Client Alert
May 10, 2023
Gas Stove Ban Update: Ninth Circuit Says "No" to City of Berkeley Ban on Gas Stoves