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Richard Walker (Dick)
News 6 results
In the News · Source: Financial Advisor IQ
In the News · Source: The Wall Street Journal
December 8, 2018
Dick Walker quoted about the SEC whistleblower program
In the News · Source: The Wall Street Journal
June 22, 2018
Dick Walker discusses the Supreme Court’s decision on how the SEC should appoint its administrative law judges
In the News · Source: The New York Times
April 15, 2018
Dick Walker comments on U.S. attorney Robert Khuzami assuming responsibility for the Michael Cohen investigation
Events 14 results
Speaking Engagement
November 6, 2019
John Richter, Richard Walker, Nikki Reeves to Speak at 20th Annual Pharmaceutical and Medical Device Compliance Congress
Speaking Engagement
November 4, 2019
Dick Walker, Carmen Lawrence, Dixie Johnson to Speak at Practising Law Institute’s 51st Annual Institute on Securities Regulation
Speaking Engagement
Conference
September 12, 2019
Financial Services Summit
Insights 24 results
Client Alert
October 10, 2019
Messages for Public Companies from the SEC’s Spate of September Enforcement Actions
Client Alert
September 16, 2019
The Lasting Impact of Kokesh: Footnote 3 and Beyond
Client Alert
April 4, 2019
Supreme Court Affirms Lorenzo v. SEC, Expanding the Scope of Primary Liability for Securities Fraud
Article · Source: Intellectual Property & Technology Law Journal
February 1, 2019
To Tweet or Not to Tweet? Lessons in Careful Use of Social Media