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Peter Isajiw
Insights 14 results
Newsletter
May 13, 2020
Financial Services Focus – May 2020
Article · Source: Tabb Forum
April 25, 2017
FinTech – The CFTC’s Silver Bullet? (Subscription Required)
Client Alert
January 17, 2017
2017 Financial Industry Regulatory Priorities
Article
January 9, 2017
Are Investment Managers Indemnified for Inter-Party Disputes?
Article
November 10, 2016
The SEC's New Suitability Theory: Takeaways From UBS
Newsletter
September 19, 2016
Washington Insight – Financial Services Edition
Article
July 15, 2016
Lessons On SEC's Customer, Whistleblower Protection Efforts
Client Alert
July 12, 2016
The SEC’s Customer Protection Rule Initiative and Whistleblower Protection Efforts – What Broker-Dealers Need to Know
Article · Source: Law.com
February 3, 2016
The New Normal: In Re Trulia Forecasts An Adversarial Future for Disclosure-Only Settlements And "Deal Tax" Litigation
Client Alert
January 11, 2016
FINRA’s 2016 Focus
Article · Source: Law360
November 4, 2015
Ceresney's Cues On Future Of Market Structure Enforcement
Client Alert
November 3, 2015
Our Modern Markets: SEC Enforcement Focuses On Market Structure In Response To Rapidly-Changing Equity Markets