April 25, 2017
FinTech – The CFTC’s Silver Bullet? (Subscription Required)
January 17, 2017
2017 Financial Industry Regulatory Priorities
January 9, 2017
Are Investment Managers Indemnified for Inter-Party Disputes?
November 10, 2016
The SEC's New Suitability Theory: Takeaways From UBS
September 19, 2016
Washington Insight – Financial Services Edition
July 15, 2016
Lessons On SEC's Customer, Whistleblower Protection Efforts
July 12, 2016
The SEC’s Customer Protection Rule Initiative and Whistleblower Protection Efforts – What Broker-Dealers Need to Know
February 3, 2016
The New Normal: In Re Trulia Forecasts An Adversarial Future for Disclosure-Only Settlements And "Deal Tax" Litigation
January 11, 2016
FINRA’s 2016 Focus
November 4, 2015
Ceresney's Cues On Future Of Market Structure Enforcement
November 3, 2015
Our Modern Markets: SEC Enforcement Focuses On Market Structure In Response To Rapidly-Changing Equity Markets
October 29, 2015
Death To The Deal Tax Or Time To Move The Party? Analyzing The Value Of Forum Shopping Disclosure-Only Merger Litigation