January 9, 2025
When Mentors and Loved Ones Are Dangerous: Avoid Insider Trading Charges with a 2025 New Year's Resolution
November 26, 2024
SEC Enforcement Fiscal Year 2024 Results – A Look Behind the Numbers
May 23, 2024
Request for Comments on FinCEN and SEC rule on CIP
January 24, 2024
General Counsel’s Decision Tree for Internal Investigations for the Energy Industry
December 13, 2023
General Counsel’s Decision Tree for Internal Investigations for the Financial Services Industry
December 12, 2023
General Counsel’s Decision Tree for Internal Investigations for the Life Sciences Industry
December 8, 2023
General Counsel’s Decision Tree for Internal Investigations for the Automotive Industry
December 8, 2023
General Counsel’s Decision Tree for Internal Investigations for the Food and Beverage Industry
November 9, 2023
General Counsel’s Decision Tree for Internal Investigations for the Healthcare Industry
November 8, 2023
The SEC's New Clawback Rules Will Change Internal Investigations
September 21, 2023
General Counsel’s Decision Tree for Internal Investigations
May 10, 2023
Working From Home? Beware Insider Trading, Tipping Risks