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Matthew H. Baughman (Matt)
Insights 14 results
Client Alert
February 3, 2021
Surprise Year-End SEC Disgorgement Legislation Settles Some Issues but Raises Others
Feature
January 21, 2021
General Counsel Internal Investigations Decision Tree for the Financial Services Industry
Feature
January 15, 2021
General Counsel’s Decision Tree
Feature
January 15, 2021
General Counsel Internal Investigations Decision Tree for the Food and Beverage Industry
Feature
January 15, 2021
General Counsel Internal Investigations Decision Tree for the Life Sciences Industry
Newsletter
October 29, 2020
Tokyo Dispute Resolution & Crisis Management Newsletter – October 2020
Client Alert
July 23, 2020
What DOJ Really Cares About: What Do The Updates To DOJ'S Compliance Guidance Mean In Practice?
Client Alert
January 17, 2017
2017 Financial Industry Regulatory Priorities
Client Alert
December 7, 2016
Supreme Court Issues Decision in Salman v. United States
Article
November 10, 2016
The SEC's New Suitability Theory: Takeaways From UBS
Article
July 6, 2016
SEC's New Cybersecurity Appointment And What It Tells Us
Article · Source: Bloomberg BNA Privacy & Security Law Report
September 14, 2015
Unprecedented Hacking and Trading Scheme Highlights Key Cybersecurity Lessons