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News 119 results
In the News · Source: Law360 and Global Legal Chronicle
In the News · Source: Bloomberg
In the News · Source: The Wall Street Journal
March 27, 2020
Dick Walker discusses the SEC giving public companies extra time to file annual reports and other major disclosures
In the News · Source: RIA Intel
March 10, 2020
Russell Johnston discusses job satisfaction for financial advisors
Recognition
January 30, 2020
Dixie Johnson Elected Vice Chair of the Securities Regulation Institute
In the News · Source: The National Law Journal and Daily Report
In the News · Source: The Pink Sheet
December 14, 2019
Alec Koch explains if Sarepta Therapeutics needed to tell investors about its Vyondys 53 dispute resolution request
In the News · Source: Corporate Counsel
In the News · Source: RIA Intel
September 23, 2019
Michael Watling discusses Altruist, the new digital, commission-free custodian that was launched this month
In the News · Source: Law.com and Law360
August 20, 2019
Alec Koch advises TherapeuticsMD on a settlement agreement with the SEC
In the News · Source: Financial Times
June 27, 2019
Aaron Lipson explains how the Lorenzo v. SEC ruling helps the SEC better protect investors