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News 104 results
In the News · Source: Law360
September 29, 2020
Carmen Lawrence advises Kroll Bond Rating Agency on its settlement with the SEC
In the News · Source: Hedge Fund Law Report
July 16, 2020
Carmen Lawrence explains the logistics of tailoring a fund manager’s compliance program
In the News · Source: Law360
June 16, 2020
Dixie Johnson advises Wells Fargo on its residential mortgage-backed securities settlement with the state of Maryland
In the News · Source: ABA Journal
June 3, 2020
Dixie Johnson discusses how videoconferencing tools are changing the legal field
In the News · Source: Law360 and Global Legal Chronicle
In the News · Source: Bloomberg
In the News · Source: The Wall Street Journal
March 27, 2020
Dick Walker discusses the SEC giving public companies extra time to file annual reports and other major disclosures
In the News · Source: RIA Intel
March 10, 2020
Russell Johnston discusses job satisfaction for financial advisors
Recognition
January 30, 2020
Dixie Johnson Elected Vice Chair of the Securities Regulation Institute
In the News · Source: The National Law Journal and Daily Report
In the News · Source: The Pink Sheet
December 14, 2019
Alec Koch explains if Sarepta Therapeutics needed to tell investors about its Vyondys 53 dispute resolution request