News & Insights

Speaking Engagement

Richard Margolies, Michael Watling, Russell Johnston, Mirella deRose to Speak at NYSBA Securities Regulation Committee Meeting


New York Securities Enforcement and Regulation partners Richard Margolies, Michael Watling, Russell Johnston and Mirella deRose will speak at the NYSBA Securities Regulation Committee Meeting on March 20 in New York. The team will present on online distribution platforms, supervision of digital assets business, compliance with FinCEN's Customer Due Diligence Rule, fixed-income mark-up and mark-down disclosure obligations, and regulatory technology. More information can be found here.