News & Insights


Investment Advisers Conference

With record numbers of Investment Advisers and assets under management, the regulation of Investment Advisers remains one of the Securities and Exchange Commission’s top priorities. Enforcement actions against Advisers have continued to rise in recent years and account for over 20% of all actions brought.

Come hear about the latest developments in this field and what to expect in the year ahead.

Thursday, February 28, 2019
4:00 P.M. – 6:00 P.M.
Cocktail reception following the program

Please contact Lalyba Dawson at if you have additional questions.

CLE Credit will be applied for in CA, GA, IL, NY, TX and if needed NC and VA. Attendees will receive CLE certificates, including a Universal certificate, via email approximately 30 days after the program. New York barred lawyers: The live format is traditional in nature and the content of this program is transitional and non-transitional and is approved for both newly admitted and experienced New York lawyers. King & Spalding, 1180 Peachtree Street, Atlanta, GA 30309. CA Provider #10947.

Event Details

Date: February 28, 2019

Time: 4:00 pm (ET)

Location: King & Spalding
1185 Avenue of the Americas
34th Floor
New York NY 10036

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Attend this Event

Kindly RSVP by February 22, 2019.