With record numbers of Investment Advisers and assets under management, the regulation of Investment Advisers remains one of the Securities and Exchange Commission’s top priorities. Enforcement actions against Advisers have continued to rise in recent years and account for over 20% of all actions brought.
Come hear about the latest developments in this field and what to expect in the year ahead.
Thursday, February 28, 2019
4:00 P.M. – 6:00 P.M.
Cocktail reception following the program
Please contact Lalyba Dawson at firstname.lastname@example.org if you have additional questions.
CONTINUING LEGAL EDUCATION CREDIT
CLE Credit will be applied for in CA, GA, IL, NY, TX and if needed NC and VA. Attendees will receive CLE certificates, including a Universal certificate, via email approximately 30 days after the program. New York barred lawyers: The live format is traditional in nature and the content of this program is transitional and non-transitional and is approved for both newly admitted and experienced New York lawyers. King & Spalding, 1180 Peachtree Street, Atlanta, GA 30309. CA Provider #10947.